Stifel Financial’s Hanmi Financial HAFC Stock Holding History

Stifel Financial’s Portfolio HAFC Stock Details HAFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-10,000	Closed	-$212K	–	2381
2015 Q1	$212K	Sell	10,000 -40,000	-80%	-$822K	﹤0.01%	2082
2014 Q4	$1.09M	Sell	50,000 -5,329	-10%	-$111K	0.01%	1214
2014 Q3	$1.11M	Buy	55,329 +16,629	+43%	+$348K	0.01%	1058
2014 Q2	$816K	Buy	38,700 +21,695	+128%	+$476K	0.01%	1225
2014 Q1	$396K	Buy	+17,005	New	+$385K	﹤0.01%	1556

Other funds holding HAFC

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $33B AUM 40.62% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Stifel Financial's HAFC Position: Q2 2015 in Review

Stifel Financial sold out of Hanmi Financial (HAFC) in Q2 2015, closing a stake of 10,000 shares — an estimated $212K sold.

Stifel Financial first reported a position in HAFC in Q1 2014 and held it in 5 quarters. The position peaked at $1.11M in Q3 2014. 132 funds tracked by Wall St. Rank hold HAFC as of Q2 2015.

Stifel Financial reported no remaining Hanmi Financial position as of Q2 2015 after selling out during the quarter.
Stifel Financial sold 10,000 Hanmi Financial shares in Q2 2015, an estimated $212K.
Stifel Financial first reported a position in Hanmi Financial in Q1 2014 and held it in 5 quarters.
Stifel Financial's Hanmi Financial position peaked at $1.11M in Q3 2014.
132 funds tracked by Wall St. Rank held Hanmi Financial as of Q2 2015.

Based on Stifel Financial's 13F filing for Q2 2015, filed 17 Aug 2015.