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Hanmi Financial

129 hedge funds and large institutions have $607M invested in Hanmi Financial in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 39 increasing their positions, 62 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $561M → $607M (+$45.6M)

2% less funds holding

Funds holding: 132129 (-3)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

37% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 62

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $552K

Holders
129
Holders Change
-3
Holders Change %
-2.27%
% of All Funds
3.73%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
39
Reduced
62
Closed
17
Calls
Puts
$552K
Net Calls
-$552K
Net Calls Change
-$552K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$70.3M -$2.07M -91,541 -3%
BFA
2
BlackRock Fund Advisors
California
$42.6M +$287K +12,650 +0.7%
State Street
3
State Street
Massachusetts
$38.8M -$480K -21,187 -1%
Barrow, Hanley, Mewhinney & Strauss
4
Barrow, Hanley, Mewhinney & Strauss
Texas
$35.8M -$153K -6,765 -0.4%
Vanguard Group
5
Vanguard Group
Pennsylvania
$28.3M +$1.02M +45,174 +4%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$25.5M +$902K +39,833 +4%
JP Morgan Chase
7
JP Morgan Chase
New York
$25.5M -$1.06M -46,676 -4%
Renaissance Technologies
8
Renaissance Technologies
New York
$23.6M +$5.3M +234,111 +30%
BIT
9
BlackRock Institutional Trust
California
$22.3M -$1.44M -63,544 -6%
SCM
10
Sirios Capital Management
Massachusetts
$20.5M +$10.7M +472,226 +116%
Luther King Capital Management (LKCM)
11
Luther King Capital Management (LKCM)
Texas
$18.4M +$10.1M +446,380 +129%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$17.2M +$1.13K +50 +0%
ICOM
13
Investment Counselors of Maryland
Maryland
$14.7M +$6.91M +305,250 +93%
Northern Trust
14
Northern Trust
Illinois
$13.8M -$428K -18,889 -3%
BA
15
BlackRock Advisors
Delaware
$13.3M -$414K -18,275 -3%
Ameriprise
16
Ameriprise
Minnesota
$10.9M -$738K -32,573 -7%
KCM
17
Kennedy Capital Management
Missouri
$10.6M +$5.96M +263,277 +138%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$8.56M -$297K -13,100 -3%
PI
19
Putnam Investments
Massachusetts
$8.08M +$6.42M +283,467 +447%
QBFM
20
QS Batterymarch Financial Management
New York
$7.68M -$147K -6,500 -2%
NFA
21
Nationwide Fund Advisors
Ohio
$6.27M +$1.39M +61,300 +30%
SCA
22
Stieven Capital Advisors
Missouri
$5.9M -$88.3K -3,900 -2%
AQR Capital Management
23
AQR Capital Management
Connecticut
$5.62M -$36.2K -1,600 -0.7%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$5.43M -$741K -32,720 -12%
RFC
25
Russell Frank Company
Washington
$5.33M -$435K -19,184 -7%

HAFC Hedge Fund Activity: Q1 2014 in Review

129 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q1 2014, worth a combined $607M — up 8.1% from $561M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of HAFC and 15 opened new positions — a net loss of 2 holders — while 62 trimmed existing stakes and 39 added.

The largest buyer was Sirios Capital Management, adding an estimated $10.7M. The largest seller was Bryn Mawr Capital Management Inc, cutting an estimated $8.71M.

  • 129 institutional investors held Hanmi Financial (HAFC) as of Q1 2014, down from 132 in Q4 2013.
  • Funds reported $607M of Hanmi Financial stock for Q1 2014, up 8.1% quarter-over-quarter.
  • 15 funds opened new Hanmi Financial positions in Q1 2014 and 17 closed out, a net change of -2 holders.
  • The largest Hanmi Financial buyer in Q1 2014 was Sirios Capital Management, an estimated $10.7M added.
  • The largest Hanmi Financial seller in Q1 2014 was Bryn Mawr Capital Management Inc, an estimated $8.71M sold.

Based on aggregated 13F filings for Q1 2014.