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Hanmi Financial

129 hedge funds and large institutions have $518M invested in Hanmi Financial in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 55 increasing their positions, 38 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 38

0.03% less ownership

Funds ownership: 89.27%89.24% (-0.03%)

9% less funds holding

Funds holding: 141129 (-12)

16% less capital invested

Capital invested by funds: $615M → $518M (-$96.2M)

57% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 21

91% less call options, than puts

Call options by funds: $1K | Put options by funds: $11K

Holders
129
Holders Change
-12
Holders Change %
-8.51%
% of All Funds
2.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
55
Reduced
38
Closed
21
Calls
$1K
Puts
$11K
Net Calls
-$10K
Net Calls Change
-$12K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$85.3M -$126K -6,373 -0.1%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$51.2M -$1.04M -52,516 -2%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$48.9M +$75.6K +3,837 +0.1%
Vanguard Group
4
Vanguard Group
Pennsylvania
$41.1M +$1.16M +58,653 +3%
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$34.3M +$4.36M +221,218 +14%
LSV Asset Management
6
LSV Asset Management
Illinois
$28.7M +$74.9K +3,800 +0.2%
State Street
7
State Street
Massachusetts
$19.8M -$935K -47,431 -4%
Boston Partners
8
Boston Partners
Massachusetts
$18.8M -$390K -19,792 -2%
Renaissance Technologies
9
Renaissance Technologies
New York
$17.1M +$280K +14,200 +2%
JP Morgan Chase
10
JP Morgan Chase
New York
$16.4M +$4.34M +220,312 +34%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$9.61M -$272K -13,799 -3%
SFM
12
Systematic Financial Management
New Jersey
$8.47M -$2.08M -105,257 -19%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$8.16M +$171K +8,657 +2%
Northern Trust
14
Northern Trust
Illinois
$7.86M +$112K +5,660 +1%
Prudential Financial
15
Prudential Financial
New Jersey
$7.46M +$3M +152,115 +62%
Ameriprise
16
Ameriprise
Minnesota
$6.77M +$35K +1,774 +0.5%
Invesco
17
Invesco
Georgia
$6.27M +$918K +46,565 +16%
AQR Capital Management
18
AQR Capital Management
Connecticut
$5.81M +$2.67M +135,532 +78%
Hotchkis & Wiley Capital Management
19
Hotchkis & Wiley Capital Management
California
$5.67M +$842K +42,720 +16%
N
20
Nuveen
North Carolina
$5.28M -$1.75M -88,768 -24%
Principal Financial Group
21
Principal Financial Group
Iowa
$5.04M -$51.8K -2,628 -1%
KIM
22
Kestrel Investment Management
California
$3.92M -$35.5K -1,800 -0.9%
Charles Schwab
23
Charles Schwab
California
$3.45M +$113K +5,729 +3%
MSL
24
Mackay Shields LLC
New York
$3.37M +$487K +24,700 +16%
QI
25
QS Investors
New York
$3.37M +$7.89K +400 +0.2%

HAFC Hedge Fund Activity: Q3 2019 in Review

129 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q3 2019, worth a combined $518M — down 16% from $615M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of HAFC and 9 opened new positions — a net loss of 12 holders — while 38 trimmed existing stakes and 55 added.

The largest buyer was Massachusetts Financial Services, adding an estimated $4.36M. The largest seller was Foundry Partners, exiting entirely with an estimated $6.72M sold.

  • 129 institutional investors held Hanmi Financial (HAFC) as of Q3 2019, down from 141 in Q2 2019.
  • Funds reported $518M of Hanmi Financial stock for Q3 2019, down 16% quarter-over-quarter.
  • 9 funds opened new Hanmi Financial positions in Q3 2019 and 21 closed out, a net change of -12 holders.
  • The largest Hanmi Financial buyer in Q3 2019 was Massachusetts Financial Services, an estimated $4.36M added.
  • The largest Hanmi Financial seller in Q3 2019 was Foundry Partners, an estimated $6.72M sold.

Based on aggregated 13F filings for Q3 2019.