We are live on ! Find out more
HAFC icon

Hanmi Financial
HAFC

130 hedge funds and large institutions have $561M invested in Hanmi Financial in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 49 increasing their positions, 51 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

1% more funds holding

Funds holding: 129 → 130 (+1)

4% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 51

8% less capital invested

Capital invested by funds: $607M → $561M (-$46.5M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $506K

Holders
130
Holders Change
+1
Holders Change %
+0.78%
% of All Funds
3.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
49
Reduced
51
Closed
5
Calls
–
Puts
$506K
Net Calls
-$506K
Net Calls Change
+$46K

Top Buyers

1
EPCA
Elizabeth Park Capital Advisors
Ohio
+$11.1M
2
Barrow, Hanley, Mewhinney & Strauss
Barrow, Hanley, Mewhinney & Strauss
Texas
+$8.95M
3
Luther King Capital Management (LKCM)
Luther King Capital Management (LKCM)
Texas
+$4.1M
4
KCM
Kennedy Capital Management
Missouri
+$3.33M
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$2.77M

Top Sellers

1
BA
BlackRock Advisors
Delaware
-$9.09M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$3.2M
3
BFA
BlackRock Fund Advisors
California
-$2.6M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$2.16M
5
JP Morgan Chase
JP Morgan Chase
New York
-$1.57M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$60.5M -$3.2M -145,850 -5%
Barrow, Hanley, Mewhinney & Strauss
2
Barrow, Hanley, Mewhinney & Strauss
Texas
$41M +$8.95M +407,865 +27%
BFA
3
BlackRock Fund Advisors
California
$36.1M -$2.6M -118,576 -6%
State Street
4
State Street
Massachusetts
$33.6M -$1.52M -69,265 -4%
Vanguard Group
5
Vanguard Group
Pennsylvania
$26M +$371K +16,895 +1%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$24.6M +$1.56M +71,252 +6%
Renaissance Technologies
7
Renaissance Technologies
New York
$21.8M +$426K +19,425 +2%
JP Morgan Chase
8
JP Morgan Chase
New York
$21.6M -$1.57M -71,800 -7%
Luther King Capital Management (LKCM)
9
Luther King Capital Management (LKCM)
Texas
$20.6M +$4.1M +187,095 +24%
BIT
10
BlackRock Institutional Trust
California
$20.1M -$57.4K -2,616 -0.3%
SCM
11
Sirios Capital Management
Massachusetts
$18.8M +$323K +14,740 +2%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$18.2M +$2.77M +126,509 +17%
ICOM
13
Investment Counselors of Maryland
Maryland
$15.3M +$2.05M +93,475 +15%
KCM
14
Kennedy Capital Management
Missouri
$12.8M +$3.33M +151,650 +33%
Ameriprise
15
Ameriprise
Minnesota
$11.7M +$1.99M +90,727 +19%
Northern Trust
16
Northern Trust
Illinois
$11.6M -$961K -43,801 -7%
EPCA
17
Elizabeth Park Capital Advisors
Ohio
$10.7M +$11.1M +505,297 New
Bank of New York Mellon
18
Bank of New York Mellon
New York
$8M +$262K +11,938 +3%
PI
19
Putnam Investments
Massachusetts
$7.26M -$55.1K -2,513 -0.7%
QBFM
20
QS Batterymarch Financial Management
New York
$6.38M -$592K -27,000 -8%
SCA
21
Stieven Capital Advisors
Missouri
$5.32M -$24.1K -1,100 -0.4%
NFA
22
Nationwide Fund Advisors
Ohio
$5.25M -$434K -19,767 -7%
RCAMU
23
Rothschild & Co Asset Management US
Connecticut
$5.2M +$768K +35,034 +17%
BMCMI
24
Bryn Mawr Capital Management Inc
Pennsylvania
$4.64M +$395K +18,025 +9%
RFC
25
Russell Frank Company
Washington
$4.58M -$682K -31,077 -13%
1
2 3 4 5

HAFC Hedge Fund Activity: Q2 2014 in Review

130 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q2 2014, worth a combined $561M — down 7.7% from $607M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HAFC positions and 5 closed out — a net gain of 1 holder — while 49 added to existing stakes and 51 trimmed.

The largest buyer was Elizabeth Park Capital Advisors, opening a new position worth an estimated $11.1M. The largest seller was BlackRock Advisors, cutting an estimated $9.09M.

  • 130 institutional investors held Hanmi Financial (HAFC) as of Q2 2014, up from 129 in Q1 2014.
  • Funds reported $561M of Hanmi Financial stock for Q2 2014, down 7.7% quarter-over-quarter.
  • 6 funds opened new Hanmi Financial positions in Q2 2014 and 5 closed out, a net change of +1 holder.
  • The largest Hanmi Financial buyer in Q2 2014 was Elizabeth Park Capital Advisors, an estimated $11.1M added.
  • The largest Hanmi Financial seller in Q2 2014 was BlackRock Advisors, an estimated $9.09M sold.

Based on aggregated 13F filings for Q2 2014.