We are live on ! Find out more
HAFC icon

Hanmi Financial
HAFC

136 hedge funds and large institutions have $297M invested in Hanmi Financial in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 53 increasing their positions, 47 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

10,300% more call options, than puts

Call options by funds: $104K | Put options by funds: $1K

35% more capital invested

Capital invested by funds: $221M → $297M (+$76.3M)

27% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 15

13% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 47

3% more funds holding

Funds holding: 132 → 136 (+4)

2.27% less ownership

Funds ownership: 87.71% → 85.45% (-2.3%)

Holders
136
Holders Change
+4
Holders Change %
+3.03%
% of All Funds
2.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
53
Reduced
47
Closed
15
Calls
$104K
Puts
$1K
Net Calls
+$103K
Net Calls Change
+$297K

Top Buyers

1
KCM
Kennedy Capital Management
Missouri
+$3.11M
2
EC
EJF Capital
Virginia
+$2.7M
3
JP Morgan Chase
JP Morgan Chase
New York
+$1.37M
4
MSL
Mackay Shields LLC
New York
+$1.23M
5
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$849K

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$4.59M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$1.96M
3
Renaissance Technologies
Renaissance Technologies
New York
-$1.68M
4
BGIM
Brandywine Global Investment Management
Pennsylvania
-$1.68M
5
Invesco
Invesco
Georgia
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
1
BlackRock
New York
$51.4M +$353K +35,324 +0.8%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$25.7M -$897K -89,625 -4%
Massachusetts Financial Services
3
Massachusetts Financial Services
Massachusetts
$25.2M +$88.4K +8,832 +0.4%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$25.2M -$4.59M -458,984 -17%
Vanguard Group
5
Vanguard Group
Pennsylvania
$22.9M -$881K -88,038 -4%
LSV Asset Management
6
LSV Asset Management
Illinois
$14.7M -$481K -48,100 -4%
State Street
7
State Street
Massachusetts
$12.1M +$588K +58,740 +6%
JP Morgan Chase
8
JP Morgan Chase
New York
$7.19M +$1.37M +136,988 +28%
Hotchkis & Wiley Capital Management
9
Hotchkis & Wiley Capital Management
California
$7.08M +$810K +81,000 +15%
Renaissance Technologies
10
Renaissance Technologies
New York
$6.46M -$1.68M -168,405 -23%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$5.48M -$72K -7,194 -1%
Goldman Sachs
12
Goldman Sachs
New York
$4.64M -$477K -47,721 -10%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$4.29M -$1.63M -163,107 -30%
Arrowstreet Capital
14
Arrowstreet Capital
Massachusetts
$4.16M – – –
Northern Trust
15
Northern Trust
Illinois
$4.08M -$368K -36,775 -9%
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
$4.01M +$798K +79,778 +29%
Jacobs Levy Equity Management
17
Jacobs Levy Equity Management
New Jersey
$3.89M -$1.02M -101,634 -23%
KCM
18
Kennedy Capital Management
Missouri
$3.53M +$3.11M +311,272 New
Ameriprise
19
Ameriprise
Minnesota
$3.53M +$2.71K +271 +0.1%
FP
20
Foundry Partners
Minnesota
$3.25M +$122K +12,235 +4%
EC
21
EJF Capital
Virginia
$3.06M +$2.7M +269,669 New
Principal Financial Group
22
Principal Financial Group
Iowa
$2.85M +$20K +2,002 +0.8%
Prudential Financial
23
Prudential Financial
New Jersey
$2.59M -$104K -10,350 -4%
Charles Schwab
24
Charles Schwab
California
$2.31M +$32K +3,198 +2%
Invesco
25
Invesco
Georgia
$2.09M -$1.67M -167,325 -48%
1
2 3 4 5

HAFC Hedge Fund Activity: Q4 2020 in Review

136 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q4 2020, worth a combined $297M — up 35% from $221M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new HAFC positions and 15 closed out — a net gain of 4 holders — while 53 added to existing stakes and 47 trimmed.

The largest buyer was Kennedy Capital Management, opening a new position worth an estimated $3.11M. The largest seller was Fidelity Investments, cutting an estimated $4.59M.

  • 136 institutional investors held Hanmi Financial (HAFC) as of Q4 2020, up from 132 in Q3 2020.
  • Funds reported $297M of Hanmi Financial stock for Q4 2020, up 35% quarter-over-quarter.
  • 19 funds opened new Hanmi Financial positions in Q4 2020 and 15 closed out, a net change of +4 holders.
  • The largest Hanmi Financial buyer in Q4 2020 was Kennedy Capital Management, an estimated $3.11M added.
  • The largest Hanmi Financial seller in Q4 2020 was Fidelity Investments, an estimated $4.59M sold.

Based on aggregated 13F filings for Q4 2020.