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Hanmi Financial

158 hedge funds and large institutions have $435M invested in Hanmi Financial in 2023 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 64 increasing their positions, 59 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,567% more call options, than puts

Call options by funds: $80K | Put options by funds: $3K

14% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 14

9% more capital invested

Capital invested by funds: $400M → $435M (+$34.8M)

8% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 59

1% more funds holding

Funds holding: 157158 (+1)

0.1% more ownership

Funds ownership: 87.79%87.89% (+0.1%)

Holders
158
Holders Change
+1
Holders Change %
+0.64%
% of All Funds
2.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
64
Reduced
59
Closed
14
Calls
$80K
Puts
$3K
Net Calls
+$77K
Net Calls Change
+$41K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$73.8M +$929K +53,776 +1%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$34.2M -$1.83M -106,079 -5%
Vanguard Group
3
Vanguard Group
Pennsylvania
$34M -$587K -33,973 -2%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$33.4M -$4.09M -236,681 -10%
State Street
5
State Street
Massachusetts
$23.8M -$737K -42,698 -3%
LSV Asset Management
6
LSV Asset Management
Illinois
$19.6M -$271K -15,700 -1%
Massachusetts Financial Services
7
Massachusetts Financial Services
Massachusetts
$17.7M -$3.34M -193,464 -15%
Charles Schwab
8
Charles Schwab
California
$14.6M -$81.2K -4,704 -0.5%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$11M +$711K +41,165 +6%
Hotchkis & Wiley Capital Management
10
Hotchkis & Wiley Capital Management
California
$10.4M +$901K +52,160 +9%
Goldman Sachs
11
Goldman Sachs
New York
$9.8M +$1.21M +69,861 +13%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$8.48M -$10.6K -613 -0.1%
RA
13
Royce & Associates
New York
$7.01M +$483K +27,988 +7%
BCM
14
Bridgeway Capital Management
Texas
$6.69M +$327K +18,947 +5%
SCA
15
Stieven Capital Advisors
Missouri
$6.6M +$608K +35,200 +9%
Morgan Stanley
16
Morgan Stanley
New York
$6.36M +$1.13M +65,686 +20%
AQR Capital Management
17
AQR Capital Management
Connecticut
$6.31M +$2.52M +145,703 +60%
Millennium Management
18
Millennium Management
New York
$5.94M +$1.31M +75,737 +26%
American Century Companies
19
American Century Companies
Missouri
$5.83M +$606K +35,104 +11%
Northern Trust
20
Northern Trust
Illinois
$5.46M +$7.51K +435 +0.1%
Assenagon Asset Management
21
Assenagon Asset Management
Luxembourg
$4.73M +$2.61M +150,861 +107%
Ameriprise
22
Ameriprise
Minnesota
$3.85M -$129K -7,464 -3%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$3.83M -$484K -28,000 -11%
Renaissance Technologies
24
Renaissance Technologies
New York
$3.52M -$15.6K -901 -0.4%
Jacobs Levy Equity Management
25
Jacobs Levy Equity Management
New Jersey
$3.39M +$60.3K +3,494 +2%

HAFC Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q3 2023, worth a combined $435M — up 8.7% from $400M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new HAFC positions and 14 closed out — a net gain of 2 holders — while 64 added to existing stakes and 59 trimmed.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $2.84M. The largest seller was Fidelity Investments, cutting an estimated $4.09M.

  • 158 institutional investors held Hanmi Financial (HAFC) as of Q3 2023, up from 157 in Q2 2023.
  • Funds reported $435M of Hanmi Financial stock for Q3 2023, up 8.7% quarter-over-quarter.
  • 16 funds opened new Hanmi Financial positions in Q3 2023 and 14 closed out, a net change of +2 holders.
  • The largest Hanmi Financial buyer in Q3 2023 was Arrowstreet Capital, an estimated $2.84M added.
  • The largest Hanmi Financial seller in Q3 2023 was Fidelity Investments, an estimated $4.09M sold.

Based on aggregated 13F filings for Q3 2023.