A.R.T. Advisors’s Hanmi Financial HAFC Stock Holding History

A.R.T. Advisors’s Portfolio HAFC Stock Details HAFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-8,400	Closed	-$259K	–	1486
2017 Q3	$259K	Buy	+8,400	New	+$235K	0.01%	1062
2017 Q1	–	Sell	-5,800	Closed	-$202K	–	1527
2016 Q4	$202K	Buy	+5,800	New	+$169K	0.01%	1063
2016 Q3	–	Sell	-9,148	Closed	-$214K	–	844
2016 Q2	$214K	Buy	+9,148	New	+$210K	0.01%	1083
2015 Q1	–	Sell	-10,012	Closed	-$218K	–	1524
2014 Q4	$218K	Sell	10,012 -3,770	-27%	-$78.5K	0.01%	1202
2014 Q3	$277K	Buy	13,782 +2,251	+20%	+$47.1K	0.01%	970
2014 Q2	$243K	Sell	11,531 -5,576	-33%	-$122K	0.01%	1056
2014 Q1	$398K	Buy	17,107 +3,041	+22%	+$68.9K	0.02%	854
2013 Q4	$307K	Sell	14,066 -16,452	-54%	-$312K	0.02%	954
2013 Q3	$505K	Buy	+30,518	New	+$523K	0.03%	770

Other funds holding HAFC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

WHG

Westwood Holdings Group Dallas, Texas $13.3B AUM 29.38% 1-Year Est. Return

A.R.T. Advisors's HAFC Position: Q4 2017 in Review

A.R.T. Advisors sold out of Hanmi Financial (HAFC) in Q4 2017, closing a stake of 8,400 shares — an estimated $259K sold.

A.R.T. Advisors first reported a position in HAFC in Q3 2013 and held it in 9 quarters. The position peaked at $505K in Q3 2013. 141 funds tracked by Wall St. Rank hold HAFC as of Q4 2017.

A.R.T. Advisors reported no remaining Hanmi Financial position as of Q4 2017 after selling out during the quarter.
A.R.T. Advisors sold 8,400 Hanmi Financial shares in Q4 2017, an estimated $259K.
A.R.T. Advisors first reported a position in Hanmi Financial in Q3 2013 and held it in 9 quarters.
A.R.T. Advisors's Hanmi Financial position peaked at $505K in Q3 2013.
141 funds tracked by Wall St. Rank held Hanmi Financial as of Q4 2017.

Based on A.R.T. Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.