Nine Chapters Capital Management’s Hanmi Financial HAFC Stock Holding History

Nine Chapters Capital Management’s Portfolio HAFC Stock Details HAFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-11,500	Closed	-$242K	–	1055
2014 Q2	$242K	Sell	11,500 -6,600	-36%	-$145K	0.02%	782
2014 Q1	$422K	Buy	+18,100	New	+$410K	0.05%	495
2013 Q4	–	Sell	-35,900	Closed	-$595K	–	847
2013 Q3	$595K	Sell	35,900 -6,500	-15%	-$111K	0.07%	375
2013 Q2	$749K	Buy	+42,400	New	+$678K	0.13%	242

Other funds holding HAFC

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $33B AUM 40.62% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

Luther King Capital Management (LKCM) Fort Worth, Texas $24.4B AUM 22.19% 1-Year Est. Return

Nine Chapters Capital Management's HAFC Position: Q3 2014 in Review

Nine Chapters Capital Management sold out of Hanmi Financial (HAFC) in Q3 2014, closing a stake of 11,500 shares — an estimated $242K sold.

Nine Chapters Capital Management first reported a position in HAFC in Q2 2013 and held it in 4 quarters. The position peaked at $749K in Q2 2013. 132 funds tracked by Wall St. Rank hold HAFC as of Q3 2014.

Nine Chapters Capital Management reported no remaining Hanmi Financial position as of Q3 2014 after selling out during the quarter.
Nine Chapters Capital Management sold 11,500 Hanmi Financial shares in Q3 2014, an estimated $242K.
Nine Chapters Capital Management first reported a position in Hanmi Financial in Q2 2013 and held it in 4 quarters.
Nine Chapters Capital Management's Hanmi Financial position peaked at $749K in Q2 2013.
132 funds tracked by Wall St. Rank held Hanmi Financial as of Q3 2014.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.