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Great Elm Capital Corp

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$4.41M -$595K -9,164 -12%
RCM
2
Rivernorth Capital Management
Florida
$4.23M
UBS Group
3
UBS Group
Switzerland
$1.56M -$259K -3,992 -14%
CL
4
CSS LLC
Illinois
$935K +$952K +14,674 New
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$538K +$9.41K +145 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$512K +$522K +8,041 New
BCM
7
Basso Capital Management
Connecticut
$416K -$45.7K -704 -10%
SKK
8
Shepherd Kaplan Krochuk
Massachusetts
$237K +$242K +3,721 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$169K -$282K -4,345 -62%
MSAM
10
Moloney Securities Asset Management
Missouri
$112K +$114K +1,760 New
PCM
11
Prelude Capital Management
New York
$57K +$23.4K +361 +68%
Bank of America
12
Bank of America
North Carolina
$53K
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$32K +$32.5K +500 New
Morgan Stanley
14
Morgan Stanley
New York
$15K -$53K -817 -77%
SEI Investments
15
SEI Investments
Pennsylvania
$14K +$12K +185 +487%
TRCT
16
Tower Research Capital (TRC)
New York
$12K +$11.2K +172 +1,564%
Creative Planning
17
Creative Planning
Kansas
$8K +$8.11K +125 New
Wells Fargo
18
Wells Fargo
California
$6K -$3.57K -55 -39%
AG
19
Advisor Group
Arizona
$2K -$2.34K -36 -55%
YCM
20
Yakira Capital Management
Connecticut
-$199K -2,917 Closed
VKH
21
Virtu KCG Holdings
New York
-$153K -2,243 Closed
MTIM
22
Marathon Trading Investment Management
Pennsylvania
-$114K -1,667 Closed
SCM
23
Segantii Capital Management
Hong Kong
-$109K -1,592 Closed
LTFS
24
Ladenburg Thalmann Financial Services
Florida
-$75.5K -1,163 Closed
Citigroup
25
Citigroup
New York
-$37K -542 Closed