|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$3.83M
|
–
|
–
|
–
|
|
|
2
|
Quantum Capital Management (California)
San Francisco,
California
|
$1.18M
|
+$674K
|
+11,499
|
+117%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$980K
|
-$216K
|
-3,680
|
-17%
|
|
|
4
|
CSS LLC
Chicago,
Illinois
|
$812K
|
–
|
–
|
–
|
|
|
5
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$441K
|
-$6.68K
|
-114
|
-1%
|
|
|
6
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$228K
|
+$9.79K
|
+167
|
+4%
|
|
|
7
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
$164K
|
-$69K
|
-1,176
|
-29%
|
|
|
8
|
Oxford Asset Management
Oxford,
United Kingdom
|
$98K
|
-$35.9K
|
-612
|
-26%
|
|
|
9
|
Moloney Securities Asset Management
Manchester,
Missouri
|
$94K
|
–
|
–
|
–
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$46K
|
–
|
–
|
–
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$19K
|
+$20.5K
|
+350
|
New
|
|
|
12
|
|
$6K
|
-$16.5K
|
-282
|
-74%
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$5K
|
-$59
|
-1
|
-1%
|
|
|
14
|
Tower Research Capital (TRC)
New York
|
$4K
|
+$3.93K
|
+67
|
New
|
|
|
15
|
Advisor Group
Phoenix,
Arizona
|
$2K
|
+$117
|
+2
|
+6%
|
|
|
16
|
Sutton Wealth Advisors
Tampa,
Florida
|
$461
|
+$469
|
+8
|
New
|
|
|
17
|
Basso Capital Management
Stamford,
Connecticut
|
–
|
-$385K
|
-6,524
|
Closed
|
|
