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icono de GECC

Great Elm Capital Corp
GECC

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bulldog Investors
1
Bulldog Investors
New Jersey
USD 4.41 M -USD 595 k -9,164 -12%
Rivernorth Capital Management
2
Rivernorth Capital Management
Florida
USD 4.23 M – – –
UBS Group
3
UBS Group
Switzerland
USD 1.56 M -USD 259 k -3,992 -14%
CL
4
CSS LLC
Illinois
USD 935 k +USD 952 k +14,674 Nuevas
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
USD 538 k +USD 9.41 k +145 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 512 k +USD 522 k +8,041 Nuevas
Basso Capital Management
7
Basso Capital Management
Connecticut
USD 416 k -USD 45.7 k -704 -10%
Shepherd Kaplan Krochuk
8
Shepherd Kaplan Krochuk
Massachusetts
USD 237 k +USD 242 k +3,721 Nuevas
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
USD 169 k -USD 282 k -4,345 -62%
Moloney Securities Asset Management
10
Moloney Securities Asset Management
Missouri
USD 112 k +USD 114 k +1,760 Nuevas
Prelude Capital Management
11
Prelude Capital Management
New York
USD 57 k +USD 23.4 k +361 +68%
Bank of America
12
Bank of America
North Carolina
USD 53 k – – –
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
USD 32 k +USD 32.5 k +500 Nuevas
Morgan Stanley
14
Morgan Stanley
New York
USD 15 k -USD 53 k -817 -77%
SEI Investments
15
SEI Investments
Pennsylvania
USD 14 k +USD 12 k +185 +487%
Tower Research Capital (TRC)
16
Tower Research Capital (TRC)
New York
USD 12 k +USD 11.2 k +172 +1,564%
Creative Planning
17
Creative Planning
Kansas
USD 8 k +USD 8.11 k +125 Nuevas
Wells Fargo
18
Wells Fargo
California
USD 6 k -USD 3.57 k -55 -39%
Advisor Group
19
Advisor Group
Arizona
USD 2 k -USD 2.34 k -36 -55%
Yakira Capital Management
20
Yakira Capital Management
Connecticut
– -USD 199 k -2,917 Cerradas
Virtu KCG Holdings
21
Virtu KCG Holdings
New York
– -USD 153 k -2,243 Cerradas
Marathon Trading Investment Management
22
Marathon Trading Investment Management
Pennsylvania
– -USD 114 k -1,667 Cerradas
Segantii Capital Management
23
Segantii Capital Management
Hong Kong
– -USD 109 k -1,592 Cerradas
Ladenburg Thalmann Financial Services
24
Ladenburg Thalmann Financial Services
Florida
– -USD 75.5 k -1,163 Cerradas
Citigroup
25
Citigroup
New York
– -USD 37 k -542 Cerradas
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