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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
76
Fidelity Investments
Massachusetts
$80K
GWM
77
Geneos Wealth Management
Colorado
$71K -$218K -2,914 -75%
SCA
78
Snowden Capital Advisors
New York
$68K +$69.1K +921 New
KFI
79
Key Financial Inc
Pennsylvania
$63K
Northwestern Mutual Wealth Management
80
Northwestern Mutual Wealth Management
Wisconsin
$49K +$300 +4 +0.6%
TCWM
81
Total Clarity Wealth Management
Illinois
$42K -$1.5K -20 -3%
TFA
82
Transamerica Financial Advisors
Florida
$37K -$1.73K -23 -5%
DWMG
83
DB Wealth Management Group
California
$29K +$150 +2 +0.5%
CA
84
Cornerstone Advisory
Maryland
$28K +$28.2K +376 New
JP Morgan Chase
85
JP Morgan Chase
New York
$26K +$26.3K +351 New
AIP
86
Ahrens Investment Partners
Louisiana
$20K +$19.7K +263 New
AIM
87
AHL Investment Management
Florida
$15K +$15K +200 New
CHC
88
City Holding Co
West Virginia
$14K
Rockefeller Capital Management
89
Rockefeller Capital Management
New York
$14K
OIA
90
Optimum Investment Advisors
Illinois
$8K
HS
91
Horan Securities
United States
$6K +$6K +80 New
S
92
SignatureFD
Georgia
$1K
CWS
93
Confluence Wealth Services
Pennsylvania
$1K +$1.88K +25 New
KPWS
94
Kestra Private Wealth Services
Texas
-$2.21M -30,798 Closed
HIS
95
Harvest Investment Services
Illinois
-$1.61M -22,546 Closed
SWP
96
Stratos Wealth Partners
Ohio
-$1.32M -18,502 Closed
GRP
97
Global Retirement Partners
California
-$644K -8,989 Closed
LS
98
Leelyn Smith
Illinois
-$174K -2,428 Closed
Citigroup
99
Citigroup
New York
-$39K -551 Closed
GEA
100
Glen Eagle Advisors
New Jersey
-$15.4K -215 Closed