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First Trust Small Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HA
26
HFG Advisors
Ohio
$913K +$369K +6,272 +59%
Stifel Financial
27
Stifel Financial
Missouri
$860K -$130K -2,208 -12%
AWS
28
Atria Wealth Solutions
New York
$859K +$34.2K +582 +4%
TRCT
29
Tower Research Capital (TRC)
New York
$854K -$397K -6,757 -30%
APA
30
American Portfolios Advisors
New York
$683K -$125K -2,125 -14%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$631K +$114K +1,940 +20%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$622K -$2.21M -37,671 -77%
SG
33
Strid Group
Pennsylvania
$578K -$122K -2,067 -16%
CCA
34
Clearwater Capital Advisors
Illinois
$570K
MML Investors Services
35
MML Investors Services
Massachusetts
$474K -$2.17K -37 -0.4%
AWM
36
AE Wealth Management
Kansas
$434K +$18.3K +312 +4%
BAM
37
Belpointe Asset Management
Nevada
$407K +$444K +7,548 New
Citadel Advisors
38
Citadel Advisors
Florida
$381K +$416K +7,076 New
IWN
39
Independent Wealth Network
Iowa
$343K -$4.06K -69 -1%
IF
40
Intrua Financial
Texas
$342K -$41.2K -700 -10%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$342K -$39.7K -675 -10%
AAS
42
Avantax Advisory Services
Texas
$308K +$56.4K +959 +20%
IWM
43
IHT Wealth Management
Illinois
$300K +$328K +5,571 New
RA
44
RFG Advisory
Alabama
$289K -$31.1K -529 -9%
AC
45
Avestar Capital
New York
$284K +$309K +5,263 New
HI
46
Harbour Investments
Wisconsin
$282K
FAIM
47
Financial Advocates Investment Management
Washington
$281K +$4.88K +83 +2%
Truist Financial
48
Truist Financial
North Carolina
$275K +$35.9K +610 +14%
QPW
49
Quantum Private Wealth
Florida
$272K
WH
50
Willner & Heller
California
$271K +$296K +5,035 New