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First Trust Industrials/Producer Durables AlphaDEX Fund
FXR

Name Holding Trade Value Shares
Change 		Change in
Stake
ACA
151
Aptus Capital Advisors
Alabama
$18.4K – – –
GWANC
152
Guardian Wealth Advisors (North Carolina)
North Carolina
$18.4K – – –
Citigroup
153
Citigroup
New York
$18K – – –
GRP
154
Global Retirement Partners
California
$15.8K -$8.33K -150 -36%
RFA
155
Register Financial Advisors
Georgia
$15.3K – – –
LC
156
Lindbrook Capital
California
$12.7K – – –
EWM
157
EPG Wealth Management
Georgia
$11.3K – – –
CIA
158
Cape Investment Advisory
Georgia
$6.01K – – –
IGWM
159
ICA Group Wealth Management
Colorado
$5.41K – – –
CIAS
160
Capital Investment Advisory Services
North Carolina
$4.69K – – –
NFSG
161
Newbridge Financial Services Group
Florida
$4.51K – – –
TFGT
162
TS Financial Group (TSFG)
Illinois
$4K – – –
WWMSC
163
Wagner Wealth Management (South Carolina)
South Carolina
$3.91K -$1.39K -25 -28%
BLC
164
Brown, Lisle/Cummings
Rhode Island
$3.91K – – –
SIS
165
Sound Income Strategies
Florida
$3.5K +$3.22K +58 New
FCT
166
First Community Trust
Iowa
$3K -$4.66K -84 -63%
US Bancorp
167
US Bancorp
Minnesota
$2.88K -$51.9K -935 -95%
SMF
168
Sterling Manor Financial
New York
– -$5.74M -103,361 Closed
MCC
169
Money Concepts Capital
Florida
– -$262K -43,521 Closed
SPC
170
Sigma Planning Corp
Michigan
– -$2.37M -42,576 Closed
SAM
171
Secure Asset Management
Michigan
– -$2.03M -36,526 Closed
Susquehanna International Group
172
Susquehanna International Group
Pennsylvania
– -$1.38M -24,867 Closed
PFA
173
Pinnacle Family Advisors
Missouri
– -$1.3M -23,328 Closed
FAIM
174
Financial Advocates Investment Management
Washington
– -$827K -14,892 Closed
CIBC World Market
175
CIBC World Market
Ontario, Canada
– -$824K -14,827 Closed
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