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First Trust Industrials/Producer Durables AlphaDEX Fund
FXR

Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
101
Barometer Capital Management
Ontario, Canada
– -$7.66M -180,700 Closed
VCM
102
Virtue Capital Management
Tennessee
– -$3.85M -90,858 Closed
GSC
103
G&S Capital
Colorado
– -$3.7M -87,355 Closed
SPC
104
Sigma Planning Corp
Michigan
– -$3.32M -78,322 Closed
MWM
105
MinichMacGregor Wealth Management
New York
– -$2.39M -56,598 Closed
AP
106
Atwood & Palmer
Missouri
– -$2.16M -51,050 Closed
DWA
107
Dorsey Wright & Associates
California
– -$1.99M -47,036 Closed
SFI
108
SPC Financial Inc
Maryland
– -$1.67M -39,296 Closed
BCM
109
Breiter Capital Management
Florida
– -$1.1M -26,002 Closed
CAN
110
Claraphi Advisory Network
United States
– -$756K -17,852 Closed
HI
111
Horizon Investments
North Carolina
– -$743K -17,547 Closed
FFS
112
Founders Financial Securities
Maryland
– -$741K -17,482 Closed
MOS
113
MGO One Seven
Ohio
– -$724K -17,099 Closed
DBRC
114
D.B. Root & Company
Pennsylvania
– -$702K -16,578 Closed
SG
115
StoneX Group
New York
– -$554K -13,073 Closed
CCM
116
Canal Capital Management
Virginia
– -$356K -8,402 Closed
CIBC World Market
117
CIBC World Market
Ontario, Canada
– -$309K -7,283 Closed
KA
118
Kovack Advisors
Florida
– -$287K -6,783 Closed
MIH
119
Meitav Investment House
Israel
– -$286K -6,730 Closed
BRWA
120
B. Riley Wealth Advisors
Florida
– -$282K -6,646 Closed
CC
121
Cedar Capital
Illinois
– -$272K -6,426 Closed
DLHL
122
Donald L. Hagan LLC
Florida
– -$254K -6,005 Closed
GTAM
123
Global Trust Asset Management
Florida
– -$246K -5,800 Closed
M&T Bank
124
M&T Bank
New York
– -$242K -5,702 Closed
HCIA
125
Hochman Cole Investment Advisors
Illinois
– -$224K -5,285 Closed
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