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First Trust Industrials/Producer Durables AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
26
Carson Wealth (CWM LLC)
Nebraska
$3.99M -$9.04M -177,532 -70%
Stifel Financial
27
Stifel Financial
Missouri
$3.91M -$2.9M -56,849 -43%
CI
28
CX Institutional
Indiana
$3.52M +$369K +7,241 +12%
GA
29
Gateway Advisory
New Jersey
$3.47M -$73.8K -1,449 -2%
TRCT
30
Tower Research Capital (TRC)
New York
$3.23M +$1.09M +21,432 +52%
AAS
31
Avantax Advisory Services
Texas
$3.17M +$234K +4,591 +8%
DADC
32
D.A. Davidson & Co
Montana
$3.01M +$225K +4,419 +8%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$3M +$300K +5,888 +11%
RA
34
RFG Advisory
Alabama
$2.92M -$974K -19,128 -28%
SPC
35
Sigma Planning Corp
Michigan
$2.71M +$542K +10,637 +25%
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$2.69M -$949K -18,639 -26%
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$2.44M -$234K -4,603 -9%
HighTower Advisors
38
HighTower Advisors
Illinois
$2.44M -$1.86M -36,543 -44%
Goldman Sachs
39
Goldman Sachs
New York
$2.42M +$1.01M +19,915 +73%
SAM
40
Secure Asset Management
Michigan
$2.03M +$2.01M +39,382 New
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$1.91M +$315K +6,188 +20%
SCA
42
Snowden Capital Advisors
New York
$1.85M -$43K -844 -2%
TFA
43
Transamerica Financial Advisors
Florida
$1.67M -$984K -19,322 -37%
OC
44
Oppenheimer & Co
New York
$1.62M +$107K +2,109 +7%
SG
45
StoneX Group
New York
$1.61M +$119K +2,336 +8%
HI
46
Harbour Investments
Wisconsin
$1.58M -$813K -15,968 -34%
PPWM
47
Paragon Private Wealth Management
Kentucky
$1.49M +$133K +2,605 +10%
KAS
48
Kestra Advisory Services
Texas
$1.47M +$24.2K +476 +2%
SPWM
49
Schrum Private Wealth Management
Florida
$1.37M -$14.7K -288 -1%
MIM
50
MTM Investment Management
South Carolina
$1.34M