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First Trust Short Duration Managed Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$105M +$2M +99,859 +2%
LPL Financial
2
LPL Financial
California
$49.9M +$4.58M +229,136 +10%
RWB
3
RMR Wealth Builders
New Jersey
$23M +$1.48M +74,187 +7%
HighTower Advisors
4
HighTower Advisors
Illinois
$17.9M -$1.06M -53,166 -6%
Corient Private Wealth
5
Corient Private Wealth
Florida
$17.1M -$3.91M -195,609 -19%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$14.6M +$9.15M +457,669 +168%
UBS Group
7
UBS Group
Switzerland
$14.3M +$703K +35,165 +5%
WA
8
Waverly Advisors
Alabama
$14M +$14M +701,965 New
PP
9
PFS Partners
New Jersey
$13.5M -$213K -10,635 -2%
Raymond James Financial
10
Raymond James Financial
Florida
$13.2M +$3.95M +197,450 +43%
VPW
11
Vaquero Private Wealth
Texas
$12M +$12M +601,749 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$11.9M +$833K +41,659 +8%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$10.5M +$272K +13,627 +3%
XF
14
XML Financial
Maryland
$10.4M +$10.4M +519,295 New
NA
15
NewEdge Advisors
Louisiana
$10.2M -$402K -20,096 -4%
Osaic Holdings
16
Osaic Holdings
Arizona
$8.94M +$4.85M +242,736 +119%
EFP
17
EnRich Financial Partners
Wisconsin
$8.8M +$489K +24,443 +6%
Wells Fargo
18
Wells Fargo
California
$8.37M +$89.6K +4,480 +1%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$7.78M +$231K +11,572 +3%
FF
20
Francis Financial
$7.15M +$10K +501 +0.1%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$7.09M +$632K +31,624 +10%
PSCM
22
Per Stirling Capital Management
Texas
$6.29M +$329K +16,454 +6%
JP Morgan Chase
23
JP Morgan Chase
New York
$5.95M +$1.75M +87,373 +42%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$5.93M +$382K +19,097 +7%
AF
25
Allworth Financial
California
$5.67M +$1.27M +63,601 +29%