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First Trust Short Duration Managed Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
1
Citigroup
New York
$2.77M -$1.33M -65,000 -33%
Goldman Sachs
2
Goldman Sachs
New York
$1.84M -$1.76M -86,000 -49%
MML Investors Services
3
MML Investors Services
Massachusetts
$1.34M +$1.34M +65,407 New
AC
4
Avestar Capital
New York
$1.02M +$1.02M +50,000 New
Jane Street
5
Jane Street
New York
$311K +$20.8K +1,014 +7%
CS
6
Credit Suisse
Switzerland
$294K -$3.54M -172,976 -92%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$284K +$179K +8,719 +170%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$223K +$20.5K +1,000 +10%
LFG
9
Larson Financial Group
Missouri
$206K +$206K +10,037 New
WC
10
Whitnell & Co
Illinois
$203K
FEG
11
Financial Enhancement Group
Indiana
$49K +$49.2K +2,400 New
APA
12
American Portfolios Advisors
New York
$23.4K +$21.3K +1,040 +1,020%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$20K
Deutsche Bank
14
Deutsche Bank
Germany
-$2.46M -120,700 Closed
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
-$1.45M -71,191 Closed
LI
16
LVZ Inc
Michigan
-$201K -9,840 Closed