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First Trust Short Duration Managed Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$5.52M +$1.54M +74,329 +39%
GSC
2
G&S Capital
Colorado
$2.92M -$113K -5,463 -4%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$2.47M +$219K +10,591 +10%
PWP
4
Principle Wealth Partners
Connecticut
$2.3M +$935K +45,166 +69%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.03M -$20.4K -986 -1%
NWM
6
Northwest Wealth Management
Iowa
$1.89M +$1.88M +90,941 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.61M -$80.1K -3,870 -5%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.48M -$127K -6,141 -8%
AI
9
Atria Investments
North Carolina
$1.33M +$61.5K +2,972 +5%
CBFP
10
Cedar Brook Financial Partners
Ohio
$1.31M +$99.1K +4,787 +8%
SWP
11
Stratos Wealth Partners
Ohio
$1.29M -$621K -29,986 -33%
BFG
12
Barber Financial Group
Kansas
$1.2M +$141K +6,814 +13%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.18M -$93.3K -4,505 -7%
DFA
14
DHJJ Financial Advisors
Illinois
$968K +$963K +46,510 New
LA
15
LexAurum Advisors
Kansas
$919K -$572K -27,627 -38%
AC
16
Avestar Capital
New York
$834K -$395K -19,069 -32%
MIAN
17
Mariner Independent Advisor Network
Kansas
$769K +$765K +36,966 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$759K +$98K +4,732 +15%
Jane Street
19
Jane Street
New York
$653K +$649K +31,364 New
RJA
20
Raymond James & Associates
Florida
$629K +$626K +30,232 New
KAS
21
Kestra Advisory Services
Texas
$624K +$242K +11,690 +64%
OIA
22
OneDigital Investment Advisors
Kansas
$589K -$400K -19,344 -41%
LI
23
LVZ Inc
Michigan
$509K
NFG
24
Norris Financial Group
South Carolina
$476K -$8.16K -394 -2%
MSAM
25
Moloney Securities Asset Management
Missouri
$372K -$14.9K -718 -4%