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First Trust Short Duration Managed Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.9M +$12.6M +603,112 +234%
HighTower Advisors
2
HighTower Advisors
Illinois
$14.6M +$5.27M +252,985 +56%
LPL Financial
3
LPL Financial
California
$11.9M +$1.76M +84,370 +17%
PWP
4
Principle Wealth Partners
Connecticut
$5.97M +$415K +19,912 +7%
CCM
5
Condor Capital Management
New Jersey
$4.82M +$781K +37,488 +19%
KAS
6
Kestra Advisory Services
Texas
$3.89M +$266K +12,744 +7%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.9M +$565K +27,122 +24%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.81M -$719K -34,468 -20%
HW
9
Hedeker Wealth
Illinois
$2.65M +$175K +8,414 +7%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.62M +$207K +9,932 +9%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$2.62M +$1.9M +91,360 +265%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.57M +$592K +28,391 +30%
RJA
13
Raymond James & Associates
Florida
$2.45M +$118K +5,651 +5%
SPI
14
Sutton Place Investors
New York
$2.43M +$2.43M +116,780 New
AI
15
Atria Investments
North Carolina
$2.36M +$324K +15,523 +16%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.25M -$68.9K -3,306 -3%
BFG
17
Barber Financial Group
Kansas
$2.25M -$112K -5,389 -5%
FPWM
18
FSB Premier Wealth Management
Iowa
$1.64M -$17.5K -840 -1%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.59M +$106K +5,075 +7%
Jane Street
20
Jane Street
New York
$1.49M +$1.49M +71,577 New
SCA
21
Snowden Capital Advisors
New York
$1.46M +$1.46M +70,270 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.44M +$482K +23,101 +50%
NWM
23
Northwest Wealth Management
Iowa
$1.29M +$50K +2,400 +4%
DFA
24
DHJJ Financial Advisors
Illinois
$1.01M -$14.9K -717 -1%
LWMNY
25
Landmark Wealth Management (New York)
New York
$1M +$632K +30,315 New