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First Trust Short Duration Managed Municipal ETF
FSMB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$81.1M -$3.41M -173,311 -4%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$24.9M +$96.6K +4,914 +0.4%
LPL Financial
3
LPL Financial
California
$21.4M -$4.71M -239,799 -18%
HighTower Advisors
4
HighTower Advisors
Illinois
$10.9M +$1.82M +92,423 +20%
TA
5
TruWealth Advisors
Louisiana
$9.75M +$366K +18,643 +4%
Osaic Holdings
6
Osaic Holdings
Arizona
$9.22M +$1.95M +99,293 +26%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$8.28M -$27K -1,375 -0.3%
RWB
8
RMR Wealth Builders
New Jersey
$7.61M +$171K +8,713 +2%
OAJ
9
Ogorek Anthony Joseph
New York
$6.97M -$441K -22,439 -6%
UBS Group
10
UBS Group
Switzerland
$6.77M +$175K +8,903 +3%
Jane Street
11
Jane Street
New York
$5.15M +$4.88M +248,425 +1,462%
BCI
12
Brinker Capital Investments
Pennsylvania
$5.06M -$5M -254,116 -49%
OPS
13
Orion Portfolio Solutions
Nebraska
$5.06M -$5M -254,116 -49%
KAS
14
Kestra Advisory Services
Texas
$4.85M +$616K +31,344 +14%
NP
15
Nilsine Partners
Colorado
$4.22M +$234K +11,909 +6%
CCM
16
Condor Capital Management
New Jersey
$3.61M +$332K +16,904 +10%
Mariner
17
Mariner
Kansas
$3.6M -$180K -9,176 -5%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$3.48M -$106K -5,374 -3%
GVAG
19
Great Valley Advisor Group
Delaware
$3.46M -$238K -12,105 -6%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$3.38M -$560K -28,482 -14%
VWA
21
Visionary Wealth Advisors
Illinois
$3.03M -$548K -27,870 -15%
Stifel Financial
22
Stifel Financial
Missouri
$2.72M +$17.1K +868 +0.6%
NA
23
NewEdge Advisors
Louisiana
$2.45M -$32.3K -1,644 -1%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$2.33M -$345K -17,574 -13%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$2.28M -$2.22M -113,164 -49%
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