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First Trust Short Duration Managed Municipal ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$86M +$12.1M +609,924 +16%
LPL Financial
2
LPL Financial
California
$26.5M -$293K -14,794 -1%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$25.3M -$1.72M -86,935 -6%
BCI
4
Brinker Capital Investments
Pennsylvania
$10.2M +$4.24M +214,030 +71%
OPS
5
Orion Portfolio Solutions
Nebraska
$10.2M +$4.24M +214,030 +71%
TA
6
TruWealth Advisors
Louisiana
$9.56M +$778K +39,327 +9%
HighTower Advisors
7
HighTower Advisors
Illinois
$9.23M -$7.63M -385,569 -45%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.46M -$2.28M -115,288 -21%
RWB
9
RMR Wealth Builders
New Jersey
$7.58M +$2.05M +103,369 +37%
OAJ
10
Ogorek Anthony Joseph
New York
$7.54M -$14.9K -755 -0.2%
Osaic Holdings
11
Osaic Holdings
Arizona
$7.42M +$956K +48,308 +15%
UBS Group
12
UBS Group
Switzerland
$6.72M +$691K +34,927 +11%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$4.56M -$1.01M -51,107 -18%
KAS
14
Kestra Advisory Services
Texas
$4.32M -$405K -20,488 -9%
FHC
15
First Heartland Consultants
Missouri
$4.16M +$3.91M +197,435 +1,490%
NP
16
Nilsine Partners
Colorado
$4.06M -$241K -12,188 -6%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.01M -$844K -42,630 -17%
Mariner
18
Mariner
Kansas
$3.85M +$861K +43,506 +29%
GVAG
19
Great Valley Advisor Group
Delaware
$3.76M +$1.8M +90,710 +91%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$3.65M +$120K +6,084 +3%
VWA
21
Visionary Wealth Advisors
Illinois
$3.64M +$3.64M +184,182 New
CCM
22
Condor Capital Management
New Jersey
$3.34M +$262K +13,228 +8%
Stifel Financial
23
Stifel Financial
Missouri
$2.75M +$137K +6,902 +5%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$2.72M -$55.2K -2,788 -2%
IA
25
IFP Advisors
Florida
$2.55M -$52.1K -2,635 -2%