Credit Suisse’s First Trust Short Duration Managed Municipal ETF FSMB Stock Holding History

Credit Suisse’s Portfolio FSMB Stock Details FSMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-13,700	Closed	-$281K	–	4055
2020 Q2	$281K	Hold	13,700	–	–	﹤0.01%	3614
2020 Q1	$275K	Hold	13,700	–	–	﹤0.01%	3476
2019 Q4	$280K	Sell	13,700 -665	-5%	-$13.6K	﹤0.01%	3849
2019 Q3	$294K	Sell	14,365 -172,976	-92%	-$3.54M	﹤0.01%	3706
2019 Q2	$3.82M	Sell	187,341 -9,261	-5%	-$188K	﹤0.01%	1960
2019 Q1	$3.98M	Sell	196,602 -3,398	-2%	-$68.7K	﹤0.01%	1897
2018 Q4	$4.04M	Buy	+200,000	New	+$4.03M	﹤0.01%	1738

Other funds holding FSMB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

G&S Capital Denver, Colorado $345M AUM 32.53% 1-Year Est. Return

Janney Montgomery Scott

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LexAurum Advisors Overland Park, Kansas $866M AUM

Citadel Advisors

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Principle Wealth Partners Madison, Connecticut $1.75B AUM 21.63% 1-Year Est. Return