Credit Suisse’s First Trust Short Duration Managed Municipal ETF FSMB Stock Holding History

Credit Suisse’s Portfolio FSMB Stock Details FSMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-13,700	Closed	-$281K	–	4055
2020 Q2	$281K	Hold	13,700	–	–	﹤0.01%	3614
2020 Q1	$275K	Hold	13,700	–	–	﹤0.01%	3476
2019 Q4	$280K	Sell	13,700 -665	-5%	-$13.6K	﹤0.01%	3849
2019 Q3	$294K	Sell	14,365 -172,976	-92%	-$3.54M	﹤0.01%	3706
2019 Q2	$3.82M	Sell	187,341 -9,261	-5%	-$188K	﹤0.01%	1960
2019 Q1	$3.98M	Sell	196,602 -3,398	-2%	-$68.7K	﹤0.01%	1897
2018 Q4	$4.04M	Buy	+200,000	New	+$4.03M	﹤0.01%	1738

Other funds holding FSMB

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

GSC

G&S Capital Denver, Colorado $345M AUM 32.53% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $9.93B AUM 28.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

LexAurum Advisors Overland Park, Kansas $866M AUM

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

PWP

Principle Wealth Partners Madison, Connecticut $2.03B AUM 27.56% 1-Year Est. Return

Credit Suisse's FSMB Position: Q3 2020 in Review

Credit Suisse sold out of First Trust Short Duration Managed Municipal ETF (FSMB) in Q3 2020, closing a stake of 13,700 shares — an estimated $281K sold.

Credit Suisse first reported a position in FSMB in Q4 2018 and held it in 7 quarters. The position peaked at $4.04M in Q4 2018. 38 funds tracked by Wall St. Rank hold FSMB as of Q3 2020.

Credit Suisse reported no remaining First Trust Short Duration Managed Municipal ETF position as of Q3 2020 after selling out during the quarter.
Credit Suisse sold 13,700 First Trust Short Duration Managed Municipal ETF shares in Q3 2020, an estimated $281K.
Credit Suisse first reported a position in First Trust Short Duration Managed Municipal ETF in Q4 2018 and held it in 7 quarters.
Credit Suisse's First Trust Short Duration Managed Municipal ETF position peaked at $4.04M in Q4 2018.
38 funds tracked by Wall St. Rank held First Trust Short Duration Managed Municipal ETF as of Q3 2020.

Based on Credit Suisse's 13F filing for Q3 2020, filed 13 Nov 2020.