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First Trust Short Duration Managed Municipal ETF
FSMB

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 105 M +USD 2 M +99,859 +2%
LPL Financial
2
LPL Financial
California
USD 49.9 M +USD 4.58 M +229,136 +10%
RMR Wealth Builders
3
RMR Wealth Builders
New Jersey
USD 23 M +USD 1.48 M +74,187 +7%
HighTower Advisors
4
HighTower Advisors
Illinois
USD 17.9 M -USD 1.06 M -53,166 -6%
Corient Private Wealth
5
Corient Private Wealth
Florida
USD 17.1 M -USD 3.91 M -195,610 -19%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
USD 14.6 M +USD 9.15 M +457,669 +168%
UBS Group
7
UBS Group
Switzerland
USD 14.3 M +USD 703 k +35,165 +5%
Waverly Advisors
8
Waverly Advisors
Alabama
USD 14 M +USD 14 M +701,965 Nuevas
PP
9
PFS Partners
New Jersey
USD 13.5 M -USD 213 k -10,635 -2%
Raymond James Financial
10
Raymond James Financial
Florida
USD 13.2 M +USD 3.95 M +197,450 +43%
VPW
11
Vaquero Private Wealth
Texas
USD 12 M +USD 12 M +601,749 Nuevas
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
USD 11.9 M +USD 833 k +41,659 +8%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
USD 10.5 M +USD 272 k +13,627 +3%
XML Financial
14
XML Financial
Maryland
USD 10.4 M +USD 10.4 M +519,295 Nuevas
NewEdge Advisors
15
NewEdge Advisors
Louisiana
USD 10.2 M -USD 402 k -20,096 -4%
Osaic Holdings
16
Osaic Holdings
Arizona
USD 8.94 M +USD 4.85 M +242,736 +119%
EFP
17
EnRich Financial Partners
Wisconsin
USD 8.8 M +USD 489 k +24,443 +6%
Wells Fargo
18
Wells Fargo
California
USD 8.37 M +USD 89.6 k +4,480 +1%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
USD 7.78 M +USD 231 k +11,572 +3%
Francis Financial
20
Francis Financial
USD 7.15 M +USD 10 k +501 +0.1%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 7.09 M +USD 632 k +31,624 +10%
Per Stirling Capital Management
22
Per Stirling Capital Management
Texas
USD 6.29 M +USD 329 k +16,454 +6%
JP Morgan Chase
23
JP Morgan Chase
New York
USD 5.95 M +USD 1.75 M +87,373 +42%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
USD 5.93 M +USD 382 k +19,097 +7%
Allworth Financial
25
Allworth Financial
California
USD 5.67 M +USD 1.27 M +63,601 +29%
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