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First Trust Short Duration Managed Municipal ETF
FSMB

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 3.27 M +USD 3.33 M +162,646 Nuevas
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
USD 3.24 M +USD 3.3 M +161,204 Nuevas
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
USD 2.28 M +USD 2.08 M +101,733 +862%
Osaic Holdings
4
Osaic Holdings
Arizona
USD 1.85 M +USD 1.89 M +92,326 Nuevas
Avestar Capital
5
Avestar Capital
New York
USD 1.73 M +USD 218 k +10,663 +14%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 1.67 M +USD 1.7 M +82,941 +55,294%
Stratos Wealth Partners
7
Stratos Wealth Partners
Ohio
USD 1.29 M +USD 1.31 M +64,050 Nuevas
Atria Investments
8
Atria Investments
North Carolina
USD 809 k +USD 823 k +40,225 Nuevas
OneDigital Investment Advisors
9
OneDigital Investment Advisors
Kansas
USD 802 k +USD 816 k +39,885 Nuevas
MML Investors Services
10
MML Investors Services
Massachusetts
USD 553 k -USD 630 k -30,803 -53%
Barber Financial Group
11
Barber Financial Group
Kansas
USD 494 k +USD 503 k +24,584 Nuevas
LVZ Inc
12
LVZ Inc
Michigan
USD 492 k +USD 501 k +24,460 Nuevas
Norris Financial Group
13
Norris Financial Group
South Carolina
USD 451 k +USD 459 k +22,427 Nuevas
Principle Wealth Partners
14
Principle Wealth Partners
Connecticut
USD 400 k +USD 407 k +19,880 Nuevas
Larson Financial Group
15
Larson Financial Group
Missouri
USD 299 k -USD 96.9 k -4,733 -24%
Credit Suisse
16
Credit Suisse
Switzerland
USD 275 k – – –
Snowden Capital Advisors
17
Snowden Capital Advisors
New York
USD 221 k – – –
Financial Enhancement Group
18
Financial Enhancement Group
Indiana
USD 187 k +USD 141 k +6,890 +287%
APA
19
American Portfolios Advisors
New York
USD 169 k +USD 5.63 k +275 +3%
UBS Group
20
UBS Group
Switzerland
USD 21 k +USD 21.2 k +1,038 Nuevas
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
USD 20 k – – –
Capital Investment Advisory Services
22
Capital Investment Advisory Services
North Carolina
USD 20 k +USD 20.5 k +1,000 Nuevas
Concourse Financial Group Securities
23
Concourse Financial Group Securities
Alabama
USD 4 k +USD 4.09 k +200 Nuevas
Flow Traders U.S.
24
Flow Traders U.S.
New York
– -USD 2.44 M -119,155 Cerradas
Jane Street
25
Jane Street
New York
– -USD 1.12 M -54,599 Cerradas
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