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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
SG
26
StoneX Group
New York
$244K -$9.81K -1,100 -4%
BRWM
27
B. Riley Wealth Management
Tennessee
$223K
SW
28
SVB Wealth
Massachusetts
$221K
RFM
29
Royal Fund Management
Florida
$212K +$8.01K +898 +4%
NCM
30
Narwhal Capital Management
Georgia
$209K +$62K +6,960 +42%
PCM
31
Pointe Capital Management
Michigan
$199K
WS
32
Wedbush Securities
California
$199K +$1.02K +114 +0.5%
BF
33
BOK Financial
Oklahoma
$161K +$17.5K +1,958 +12%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$154K
RJFSA
35
Raymond James Financial Services Advisors
Florida
$130K +$31.2K +3,500 +31%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$120K +$121K +13,600 New
WSTAM
37
Wilbanks Smith & Thomas Asset Management
Virginia
$114K +$115K +12,900 New
WAM
38
Wolverine Asset Management
Illinois
$73K -$819K -91,900 -92%
BWM
39
BerganKDV Wealth Management
Minnesota
$46K +$36.2K +4,064 +342%
APA
40
American Portfolios Advisors
New York
$34.5K
AIC
41
Ameritas Investment Company
Nebraska
$22K +$21.8K +2,445 New
EIP
42
Ellis Investment Partners
Pennsylvania
$15K +$152 +17 +1%
CHC
43
City Holding Co
West Virginia
$13K
Northern Trust
44
Northern Trust
Illinois
$2K +$178K +20,000 New
PAS
45
Partnervest Advisory Services
California
-$293K -32,912 Closed
PAG
46
Private Advisor Group
New Jersey
-$267K -30,000 Closed
AIM
47
Axiom Investment Management
New York
-$192K -21,500 Closed
DADC
48
D.A. Davidson & Co
Montana
-$116K -13,000 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
-$9K -1,000 Closed