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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Parallel Advisors
76
Parallel Advisors
California
$115K – – –
AF
77
Advisornet Financial
Minnesota
$112K – – –
GWSG
78
GPS Wealth Strategies Group
Colorado
$111K – – –
Fifth Third Bancorp
79
Fifth Third Bancorp
Ohio
$88K – – –
NFG
80
Next Financial Group
Texas
$86K – – –
PFGIA
81
Patriot Financial Group Insurance Agency
Massachusetts
$85K – – –
MAM
82
Marquette Asset Management
Minnesota
$68K – – –
Huntington National Bank
83
Huntington National Bank
Ohio
$61K – – –
DTIM
84
Danda Trouve Investment Management
Kansas
$60K +$892 +39 +1%
FCA
85
FinTrust Capital Advisors
South Carolina
$58K – – –
NSIM
86
North Star Investment Management
Illinois
$47K – – –
FIA
87
FNY Investment Advisers
New York
$40K +$41.2K +1,800 New
Citigroup
88
Citigroup
New York
$40K +$41.3K +1,806 New
GEA
89
Glen Eagle Advisors
New Jersey
$28.4K – – –
Allworth Financial
90
Allworth Financial
California
$22K – – –
SWA
91
SOA Wealth Advisors
New York
$22K +$366 +16 +2%
Steward Partners Investment Advisory
92
Steward Partners Investment Advisory
New York
$19K – – –
AA
93
AlphaMark Advisors
Kentucky
$18K – – –
Rockefeller Capital Management
94
Rockefeller Capital Management
New York
$17K – – –
SWM
95
Sugarloaf Wealth Management
Georgia
$14K – – –
SIM
96
Sonora Investment Management
Arizona
$13K – – –
AA
97
Addison Advisors
Vermont
$10K – – –
TFM
98
TFC Financial Management
Massachusetts
$9K +$137 +6 +2%
Ancora Advisors
99
Ancora Advisors
Ohio
$8K – – –
Benjamin F. Edwards & Company
100
Benjamin F. Edwards & Company
Missouri
$8K – – –