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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WTB
76
Washington Trust Bank
Washington
$19K – – –
CFGS
77
Concourse Financial Group Securities
Alabama
$18K +$18.7K +1,100 New
PCG
78
Private Capital Group
Connecticut
$17K – – –
WCM
79
WealthBridge Capital Management
Ohio
$17K +$17K +1,000 New
CFA
80
Carroll Financial Associates
North Carolina
$14K -$11.6K -685 -46%
IFP Advisors
81
IFP Advisors
Florida
$12K – – –
GCM
82
Gables Capital Management
Florida
$10K – – –
ONST
83
Old North State Trust
North Carolina
$8K -$68 -4 -0.8%
Avior Wealth Management
84
Avior Wealth Management
Nebraska
$6K – – –
Whittier Trust
85
Whittier Trust
California
$4K – – –
First Manhattan
86
First Manhattan
New York
$3K – – –
OSNBOA
87
Old Second National Bank of Aurora
Illinois
$3K – – –
LWS
88
Lucia Wealth Services
California
– -$1.42M -78,060 Closed
NMC
89
Nine Masts Capital
Hong Kong
– -$1.19M -65,500 Closed
Susquehanna International Group
90
Susquehanna International Group
Pennsylvania
– -$422K -23,165 Closed
SBIA
91
Sheaff Brock Investment Advisors
Indiana
– -$193K -10,566 Closed
SWM
92
SeaCrest Wealth Management
New York
– -$151K -8,268 Closed
MCM
93
Mainstay Capital Management
Michigan
– -$64K -3,500 Closed
Citigroup
94
Citigroup
New York
– -$52K -2,860 Closed
TA
95
Townsend & Associates
Colorado
– -$36K -2,000 Closed
Wolverine Asset Management
96
Wolverine Asset Management
Illinois
– -$27K -1,524 Closed
Ancora Advisors
97
Ancora Advisors
Ohio
– -$19K -1,030 Closed
Steward Partners Investment Advisory
98
Steward Partners Investment Advisory
New York
– -$16K -904 Closed
LA
99
Legacy Advisors
Pennsylvania
– -$13K -700 Closed
CWSR
100
Chessman Wealth Strategies RIA
Texas
– -$8K -460 Closed