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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$345K +$9.54K +430 +3%
CF
52
Centaurus Financial
California
$342K
SBIA
53
Sheaff Brock Investment Advisors
Indiana
$326K -$33.3K -1,500 -10%
CSPIA
54
Cary Street Partners Investment Advisory
Virginia
$298K -$55.4K -2,500 -16%
Cetera Investment Advisers
55
Cetera Investment Advisers
Illinois
$275K +$260K +11,717 New
AW
56
ACG Wealth
Georgia
$272K
IAIM
57
International Assets Investment Management
Florida
$253K -$6.25K -282 -2%
SCA
58
Sage Capital Advisors
South Dakota
$238K -$27.8K -1,253 -11%
SFS
59
Sowell Financial Services
Arkansas
$234K +$3.77K +170 +2%
NWA
60
Navis Wealth Advisors
New York
$234K +$222K +10,000 New
Baird Financial Group
61
Baird Financial Group
Wisconsin
$228K
BWM
62
BNC Wealth Management
Oregon
$221K
Janney Montgomery Scott
63
Janney Montgomery Scott
Pennsylvania
$217K -$36.4K -1,640 -15%
KA
64
Kovack Advisors
Florida
$211K +$200K +9,005 New
SPC
65
Sigma Planning Corp
Michigan
$207K +$196K +8,854 New
APA
66
American Portfolios Advisors
New York
$106K -$99.7K -4,498 -50%
AF
67
Advisornet Financial
Minnesota
$96K +$44.6K +2,010 +96%
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$92K -$22.2K -1,000 -20%
NFG
69
Next Financial Group
Texas
$91K
MAM
70
Marquette Asset Management
Minnesota
$71K
Citigroup
71
Citigroup
New York
$64K +$60.9K +2,745 New
FCA
72
FinTrust Capital Advisors
South Carolina
$61K -$3.19K -144 -5%
DTIM
73
Danda Trouve Investment Management
Kansas
$60K +$909 +41 +2%
ST
74
Smithfield Trust
Pennsylvania
$59K
CFA
75
Carroll Financial Associates
North Carolina
$55K