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Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
51
CAPTRUST Financial Advisors
North Carolina
$34K – – –
Citigroup
52
Citigroup
New York
$24K -$10.9K -591 -32%
FAM
53
Formidable Asset Management
Ohio
$22K +$18.5K +1,000 +1,000%
HF
54
Hoxton Financial
West Virginia
$19K – – –
Capital Analysts LLC
55
Capital Analysts LLC
Pennsylvania
$15.2K +$14.6K +789 New
CFA
56
Carroll Financial Associates
North Carolina
$15K – – –
M&T Bank
57
M&T Bank
New York
$10K – – –
Avior Wealth Management
58
Avior Wealth Management
Nebraska
$8K +$7.67K +414 New
Greenleaf Trust
59
Greenleaf Trust
Michigan
$7K – – –
OSNBOA
60
Old Second National Bank of Aurora
Illinois
$7K – – –
HR
61
Howe & Rusling
New York
$6K +$5.55K +300 New
Fifth Third Bancorp
62
Fifth Third Bancorp
Ohio
$5K +$4.74K +256 New
Deutsche Bank
63
Deutsche Bank
Germany
$2K -$120K -6,500 -98%
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$2K – – –
Barclays
65
Barclays
United Kingdom
$1K -$219K -11,806 -100%
PRCM
66
Pine River Capital Management
Minnesota
– -$1.03M -58,718 Closed
SG Americas Securities
67
SG Americas Securities
New York
– -$774K -44,226 Closed
Weiss Asset Management
68
Weiss Asset Management
Massachusetts
– -$705K -40,311 Closed
HighTower Advisors
69
HighTower Advisors
Illinois
– -$641K -36,641 Closed
Advisory Services Network
70
Advisory Services Network
Georgia
– -$66K -3,750 Closed
LWM
71
Lenox Wealth Management
Ohio
– -$34K -1,950 Closed
CFN
72
Cordasco Financial Network
Florida
– -$23K -1,330 Closed
D.A. Davidson & Co
73
D.A. Davidson & Co
Montana
– -$10K -625 Closed
US Bancorp
74
US Bancorp
Minnesota
– -$3K -160 Closed