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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$648K +$5.21K +245 +0.8%
SPC
27
Sigma Planning Corp
Michigan
$517K -$5.52K -260 -1%
NPC
28
National Planning Corporation
California
$511K -$938K -44,137 -65%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$447K -$34K -1,600 -7%
ICOA
30
Investment Centers of America
North Dakota
$393K -$15.8K -745 -4%
Citadel Advisors
31
Citadel Advisors
Florida
$373K +$371K +17,453 New
RJA
32
Raymond James & Associates
Florida
$359K -$23.5K -1,106 -6%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$355K -$17K -800 -5%
FAAS
34
First Allied Advisory Services
California
$337K +$13.8K +650 +4%
SIA
35
Sit Investment Associates
Minnesota
$321K
OA
36
Oxbow Advisors
Texas
$300K -$198K -9,300 -40%
GWM
37
Geneos Wealth Management
Colorado
$287K -$32.2K -1,515 -10%
SBIA
38
Sheaff Brock Investment Advisors
Indiana
$261K +$1.96K +92 +0.8%
Creative Planning
39
Creative Planning
Kansas
$259K +$51K +2,399 +25%
HighTower Advisors
40
HighTower Advisors
Illinois
$258K +$42 +2 +0%
SLF
41
Sun Life Financial
Ontario, Canada
$246K
JCM
42
Jacobi Capital Management
Pennsylvania
$236K +$15.1K +712 +7%
US Bancorp
43
US Bancorp
Minnesota
$182K
Cohen & Steers
44
Cohen & Steers
New York
$179K +$1.27K +60 +0.7%
LF
45
Lee Financial
Texas
$163K
IA
46
IFP Advisors
Florida
$153K -$35.9K -1,688 -19%
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$146K +$31.9K +1,500 +28%
WEC
48
Winslow Evans & Crocker
Massachusetts
$94.3K
NSIM
49
North Star Investment Management
Illinois
$71K
IWM
50
IHT Wealth Management
Illinois
$51K