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First Trust Large Cap Core AlphaDEX Fund
FEX

176 hedge funds and large institutions have $627M invested in First Trust Large Cap Core AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 55 increasing their positions, 54 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

211% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 9

10% more funds holding

Funds holding: 160 → 176 (+16)

8% more capital invested

Capital invested by funds: $579M → $627M (+$47.5M)

2% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 54

0.63% more ownership

Funds ownership: 49.76% → 50.38% (+0.63%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
176
Holders Change
+16
Holders Change %
+10%
% of All Funds
2.71%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
28
Increased
55
Reduced
54
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$5.84M
2
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$2.35M
3
LPL Financial
LPL Financial
California
+$2.04M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.12M
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.11M

Top Sellers

Rank Fund Capital Flow
1
SPC
Sigma Planning Corp
Michigan
-$6.67M
2
UBS Group
UBS Group
Switzerland
-$4.11M
3
Truist Financial
Truist Financial
North Carolina
-$3.2M
4
HI
Harbour Investments
Wisconsin
-$1.44M
5
Osaic Holdings
Osaic Holdings
Arizona
-$1.26M
Name Holding Trade Value Shares
Change 		Change in
Stake
JWCA
126
J.W. Cole Advisors
Florida
$271K +$3.43K +38 +1%
IA
127
IFG Advisory
Georgia
$263K -$1.53K -17 -0.6%
B
128
Bridgeworth
Alabama
$261K – – –
HWM
129
Holloway Wealth Management
Florida
$258K – – –
PMFA
130
Plante Moran Financial Advisors
Michigan
$246K – – –
C
131
CEDRUS
Colorado
$243K +$237K +2,630 New
FPGK
132
Financial Partners Group (Kansas)
Kansas
$237K +$361 +4 +0.1%
EIP
133
Ellis Investment Partners
Pennsylvania
$236K +$722 +8 +0.3%
GLA
134
Good Life Advisors
Pennsylvania
$233K +$541 +6 +0.2%
IAIM
135
International Assets Investment Management
Florida
$232K – – –
BFA
136
Beacon Financial Advisory
Ohio
$231K – – –
Mercer Global Advisors
137
Mercer Global Advisors
Colorado
$231K – – –
HA
138
Harfst & Associates
Wyoming
$230K – – –
IA
139
Insight Advisors
Pennsylvania
$226K +$451 +5 +0.2%
AWM
140
Apollon Wealth Management
South Carolina
$216K +$211K +2,344 New
EWM
141
Empirical Wealth Management
Washington
$210K +$205K +2,270 New
HPC
142
HM Payson & Co
Maine
$197K – – –
HWA
143
HHM Wealth Advisors
Tennessee
$185K – – –
Fidelity Investments
144
Fidelity Investments
Massachusetts
$165K +$42.7K +473 +36%
TWM
145
Tradition Wealth Management
Minnesota
$162K – – –
Citigroup
146
Citigroup
New York
$153K -$24.1K -267 -14%
Northwestern Mutual Wealth Management
147
Northwestern Mutual Wealth Management
Wisconsin
$137K -$3.43K -38 -3%
AWM
148
Avior Wealth Management
Nebraska
$130K +$127K +1,411 New
CWS
149
Confluence Wealth Services
Pennsylvania
$120K +$117K +1,300 New
FPWM
150
FSB Premier Wealth Management
Iowa
$109K +$107K +1,187 New
4 5
6
7 8

FEX Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2021, worth a combined $627M — up 8.2% from $579M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new FEX positions and 9 closed out — a net gain of 19 holders — while 55 added to existing stakes and 54 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.84M. The largest seller was Sigma Planning Corp, cutting an estimated $6.67M.

  • 176 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2021, up from 160 in Q3 2021.
  • Funds reported $627M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2021, up 8.2% quarter-over-quarter.
  • 28 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2021 and 9 closed out, a net change of +19 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2021 was Wells Fargo, an estimated $5.84M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2021 was Sigma Planning Corp, an estimated $6.67M sold.

Based on aggregated 13F filings for Q4 2021.