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First Trust Large Cap Core AlphaDEX Fund

139 hedge funds and large institutions have $712M invested in First Trust Large Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 41 increasing their positions, 62 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less funds holding

Funds holding: 142139 (-3)

2.33% less ownership

Funds ownership: 55.97%53.63% (-2.3%)

11% less capital invested

Capital invested by funds: $802M → $712M (-$90.4M)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

34% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 62

Holders
139
Holders Change
-3
Holders Change %
-2.11%
% of All Funds
3.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
41
Reduced
62
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LNC
101
Lincoln National Corp
Pennsylvania
$271K +$610 +10 +0.2%
EWF
102
Epstein & White Financial
California
$253K +$1.04K +17 +0.4%
AI
103
Atria Investments
North Carolina
$239K +$4.09K +67 +2%
B
104
Bridgeworth
Alabama
$238K
Northwestern Mutual Wealth Management
105
Northwestern Mutual Wealth Management
Wisconsin
$238K
AAS
106
Annex Advisory Services
Wisconsin
$238K +$238K +3,900 New
Renaissance Technologies
107
Renaissance Technologies
New York
$231K -$12.2K -200 -5%
Northern Trust
108
Northern Trust
Illinois
$228K
IWP
109
Icon Wealth Partners
Texas
$219K
ASN
110
Advisory Services Network
Georgia
$212K
PCMC
111
Private Capital Management (Colorado)
Colorado
$207K
UCFA
112
United Capital Financial Advisors
Texas
$203K
WS
113
Wedbush Securities
California
$200K +$201K +3,291 New
AIC
114
Ameritas Investment Company
Nebraska
$167K +$167K +2,738 New
HPC
115
HM Payson & Co
Maine
$157K
EIP
116
Ellis Investment Partners
Pennsylvania
$149K +$671 +11 +0.4%
GRP
117
Global Retirement Partners
California
$149K +$23.7K +388 +19%
WAP
118
Wealthcare Advisory Partners
Pennsylvania
$140K +$244 +4 +0.2%
HWM
119
Holloway Wealth Management
Florida
$112K
Fidelity Investments
120
Fidelity Investments
Massachusetts
$93K +$71.8K +1,177 +340%
LWM
121
Lenox Wealth Management
Ohio
$89K
S
122
SignatureFD
Georgia
$79K
NFG
123
Next Financial Group
Texas
$71K
CFGS
124
Concourse Financial Group Securities
Alabama
$62K -$438K -7,187 -88%
AIM
125
Advantage Investment Management
Iowa
$46K

FEX Hedge Fund Activity: Q3 2019 in Review

139 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2019, worth a combined $712M — down 11% from $802M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEX and 8 opened new positions — a net loss of 3 holders — while 62 trimmed existing stakes and 41 added.

The largest buyer was Citadel Advisors, adding an estimated $1.81M. The largest seller was Morgan Stanley, cutting an estimated $46.6M.

  • 139 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2019, down from 142 in Q2 2019.
  • Funds reported $712M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2019, down 11% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2019 and 11 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2019 was Citadel Advisors, an estimated $1.81M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $46.6M sold.

Based on aggregated 13F filings for Q3 2019.