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First Trust Large Cap Core AlphaDEX Fund

129 hedge funds and large institutions have $453M invested in First Trust Large Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 30 increasing their positions, 61 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.54% more ownership

Funds ownership: 49.19%49.74% (+0.54%)

0% less capital invested

Capital invested by funds: $455M → $453M (-$1.79M)

3% less funds holding

Funds holding: 133129 (-4)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

51% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 61

85% less call options, than puts

Call options by funds: $494K | Put options by funds: $3.35M

Holders
129
Holders Change
-4
Holders Change %
-3.01%
% of All Funds
2.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
30
Reduced
61
Closed
13
Calls
$494K
Puts
$3.35M
Net Calls
-$2.85M
Net Calls Change
-$2.62M
Name Holding Trade Value Shares
Change
Change in
Stake
PNC
26
Park National Corp
Ohio
$2.05M -$6.91K -110 -0.3%
CPIG
27
Chicago Partners Investment Group
Illinois
$1.93M
MML Investors Services
28
MML Investors Services
Massachusetts
$1.92M -$1.37M -21,748 -42%
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$1.9M -$559K -8,907 -48%
GIA
30
Gladstone Institutional Advisory
Florida
$1.88M -$25K -398 -1%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$1.82M -$455K -7,251 -20%
AW
32
ACG Wealth
Georgia
$1.77M -$96.1K -1,530 -5%
DADC
33
D.A. Davidson & Co
Montana
$1.66M -$30.6K -487 -2%
FFN
34
Focus Financial Network
Minnesota
$1.58M -$165K -2,625 -9%
Stifel Financial
35
Stifel Financial
Missouri
$1.57M -$544K -8,668 -26%
LI
36
LVZ Inc
Michigan
$1.56M +$64.2K +1,022 +4%
Citadel Advisors
37
Citadel Advisors
Florida
$1.36M +$765K +12,179 +131%
OC
38
Oppenheimer & Co
New York
$1.22M -$34K -542 -3%
FAAS
39
First Allied Advisory Services
California
$1.21M -$783K -12,472 -40%
AAS
40
Avantax Advisory Services
Texas
$1.16M +$53.6K +853 +5%
Citigroup
41
Citigroup
New York
$1.14M -$130K -2,065 -10%
EWM
42
EPG Wealth Management
Georgia
$1.09M -$284K -4,530 -21%
CCA
43
Clearwater Capital Advisors
Illinois
$1.06M
AWM
44
AE Wealth Management
Kansas
$986K -$89.7K -1,428 -8%
IWM
45
IHT Wealth Management
Illinois
$962K +$30.8K +491 +3%
KAS
46
Kestra Advisory Services
Texas
$953K +$946K +15,073 New
HighTower Advisors
47
HighTower Advisors
Illinois
$947K +$1.32K +21 +0.1%
SIAP
48
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$859K -$254K -4,050 -23%
APA
49
American Portfolios Advisors
New York
$857K -$2.83K -45 -0.3%
CBFP
50
Cedar Brook Financial Partners
Ohio
$856K -$63.7K -1,014 -7%

FEX Hedge Fund Activity: Q3 2020 in Review

129 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2020, worth a combined $453M — down 0.39% from $455M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FEX and 10 opened new positions — a net loss of 3 holders — while 61 trimmed existing stakes and 30 added.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $4.36M. The largest seller was Morgan Stanley, cutting an estimated $6.24M.

  • 129 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2020, down from 133 in Q2 2020.
  • Funds reported $453M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2020, down 0.39% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2020 and 13 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2020 was First Trust Advisors, an estimated $4.36M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2020 was Morgan Stanley, an estimated $6.24M sold.

Based on aggregated 13F filings for Q3 2020.