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First Trust Europe AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AIG
26
American International Group
New York
$532K +$206K +5,960 +67%
BTS
27
BB&T Securities
Virginia
$485K +$170K +4,923 +57%
CS
28
Credit Suisse
Switzerland
$465K +$185K +5,373 +71%
Jane Street
29
Jane Street
New York
$342K +$330K +9,552 New
HFS
30
HL Financial Services
Kentucky
$323K +$311K +9,011 New
WS
31
Wedbush Securities
California
$320K +$308K +8,935 New
PFS
32
Prospera Financial Services
Texas
$315K +$304K +8,805 New
SAM
33
Shamrock Asset Management
Texas
$291K +$280K +8,117 New
Citigroup
34
Citigroup
New York
$256K +$222K +6,448 +939%
CS
35
Comerica Securities
Michigan
$255K +$246K +7,116 New
RFC
36
Regions Financial Corp
Alabama
$251K
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$246K +$237K +6,880 New
B
38
Baird
Wisconsin
$204K -$299K -8,673 -60%
PTC
39
Private Trust Company
Ohio
$166K +$34.5K +1,000 +28%
Deutsche Bank
40
Deutsche Bank
Germany
$50K +$48.3K +1,400 New
MFS
41
MSI Financial Services
Massachusetts
$24K +$19.7K +570 +570%
FNBT
42
FineMark National Bank & Trust
Florida
$6K
HA
43
Hays Advisory
Tennessee
-$9.89M -295,679 Closed
DAM
44
Deltec Asset Management
New York
-$669K -20,000 Closed
SI
45
Stephens Inc
Arkansas
-$249K -7,440 Closed
US Bancorp
46
US Bancorp
Minnesota
-$23K -699 Closed
FHA
47
First Horizon Advisors
Tennessee
-$2K -68 Closed