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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TSS
26
Two Sigma Securities
New York
$312K +$324K +8,629 New
3AM
27
3D Asset Management
Connecticut
$272K -$8.54M -227,656 -97%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$269K -$914K -24,386 -77%
JP Morgan Chase
29
JP Morgan Chase
New York
$267K
SWM
30
Sequoia Wealth Management
Illinois
$266K -$24.5K -654 -8%
MRCM
31
M&R Capital Management
New Jersey
$222K
BTS
32
BB&T Securities
Virginia
$219K +$228K +6,074 New
SWP
33
Stratos Wealth Partners
Ohio
$170K -$41.8K -1,114 -19%
IA
34
IFP Advisors
Florida
$153K -$53.6K -1,430 -25%
ZIG
35
Zurich Insurance Group
Switzerland
$114K -$115K -3,056 -49%
CWA
36
Clarus Wealth Advisors
Arizona
$108K -$18.7K -500 -14%
GRP
37
Global Retirement Partners
California
$81K -$744K -19,858 -90%
GWM
38
Geneos Wealth Management
Colorado
$81K -$19.6K -524 -19%
QCIG
39
Quad-Cities Investment Group
Iowa
$79K -$126K -3,348 -61%
SFM
40
Signet Financial Management
New Jersey
$36K
AIP
41
Ameritas Investment Partners
Nebraska
$24K
APA
42
American Portfolios Advisors
New York
$23.1K -$10.3K -275 -30%
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$22K -$12.4K -331 -35%
PK
44
Pflug Koory
Nebraska
$12K
NWM
45
Northwest Wealth Management
Iowa
$10K
NFG
46
Next Financial Group
Texas
$9K +$8.88K +237 New
CFGS
47
Concourse Financial Group Securities
Alabama
$8K +$8.59K +229 New
Bessemer Group
48
Bessemer Group
New Jersey
$6K
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$3K +$37 +1 +1%
CAL
50
Capital Analysts LLC
Pennsylvania
$2K -$13.1K -349 -88%