Pflug Koory’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Pflug Koory’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-346	Closed	-$11K	–	425
2018 Q4	$11K	Hold	346	–	–	0.01%	309
2018 Q3	$12K	Hold	346	–	–	0.01%	316
2018 Q2	$13K	Buy	+346	New	+$14.4K	0.01%	308

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Pflug Koory's FEMS Position: Q1 2019 in Review

Pflug Koory sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q1 2019, closing a stake of 346 shares — an estimated $11K sold.

Pflug Koory first reported a position in FEMS in Q2 2018 and held it in 3 quarters. The position peaked at $13K in Q2 2018. 48 funds tracked by Wall St. Rank hold FEMS as of Q1 2019.

Pflug Koory reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q1 2019 after selling out during the quarter.
Pflug Koory sold 346 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q1 2019, an estimated $11K.
Pflug Koory first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q2 2018 and held it in 3 quarters.
Pflug Koory's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $13K in Q2 2018.
48 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q1 2019.

Based on Pflug Koory's 13F filing for Q1 2019, filed 11 Apr 2019.