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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Name Holding Trade Value Shares
Change 		Change in
Stake
6F
1
626 Financial
Michigan
$6.9M +$32.1K +844 +0.4%
LPL Financial
2
LPL Financial
California
$6.66M -$99.5K -2,615 -1%
Wells Fargo
3
Wells Fargo
California
$5.21M +$3.93M +103,249 +221%
FAIM
4
Financial Advocates Investment Management
Washington
$4.93M +$5.4M +141,988 New
UBS Group
5
UBS Group
Switzerland
$4.44M +$120K +3,145 +3%
Morgan Stanley
6
Morgan Stanley
New York
$4.28M -$3.24M -85,195 -41%
RW
7
RVW Wealth
California
$3.04M -$27.4K -721 -0.8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.03M -$8.41K -221 -0.3%
AAM
9
Ameraudi Asset Management
New York
$2.69M -$1.86M -48,900 -39%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$2.04M +$58.3K +1,533 +3%
WP
11
WealthSource Partners
California
$1.98M -$29.8K -782 -1%
Jane Street
12
Jane Street
New York
$1.91M -$144K -3,781 -6%
CAN
13
Cetera Advisor Networks
California
$1.76M -$188K -4,934 -9%
FWM
14
Frontier Wealth Management
Missouri
$1.34M -$58.3K -1,532 -4%
RJA
15
Raymond James & Associates
Florida
$1.09M -$146K -3,831 -11%
SA
16
SFI Advisors
New Jersey
$864K – – –
EH
17
Equitable Holdings
New York
$843K +$24.3K +639 +3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$770K -$817K -21,469 -49%
EAM
19
Empirical Asset Management
Massachusetts
$618K -$145K -3,812 -18%
HAS
20
HBW Advisory Services
California
$589K +$11.9K +313 +2%
AWA
21
Arkadios Wealth Advisors
Georgia
$569K +$623K +16,381 New
SFP
22
Sweet Financial Partners
Minnesota
$562K +$616K +16,178 New
OMC
23
Old Mission Capital
Illinois
$561K -$2.25M -59,100 -79%
OC
24
Oppenheimer & Co
New York
$524K +$22.3K +587 +4%
MML Investors Services
25
MML Investors Services
Massachusetts
$516K +$19.8K +519 +4%
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