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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.2M +$25.5M +660,854 +158%
Wells Fargo
2
Wells Fargo
California
$33.2M +$19.4M +504,330 +130%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$13.6M +$13.1M +339,102 +1,334%
DWP
4
Destiny Wealth Partners
Florida
$10.1M +$10.5M +271,575 New
LPL Financial
5
LPL Financial
California
$9.66M +$1.81M +46,917 +22%
SPIA
6
Steward Partners Investment Advisory
New York
$8.66M +$8.95M +232,326 +46,465%
PAG
7
Private Advisor Group
New Jersey
$6.89M +$4.13M +107,177 +137%
6F
8
626 Financial
Michigan
$6.77M -$546K -14,164 -7%
UBS Group
9
UBS Group
Switzerland
$5.7M +$1.38M +35,782 +30%
SMF
10
Sterling Manor Financial
New York
$4.49M +$4.65M +120,718 New
RJA
11
Raymond James & Associates
Florida
$3.65M +$246K +6,378 +7%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.59M +$2.21M +57,299 +147%
CAN
13
Cetera Advisor Networks
California
$3.39M +$1.01M +26,152 +40%
RW
14
RVW Wealth
California
$3.1M -$231 -6 -0%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$3.1M -$35.1K -912 -1%
WP
16
WealthPLAN Partners
Nebraska
$3.06M -$93.6K -2,429 -3%
WP
17
WealthSource Partners
California
$2.5M +$37.4K +971 +1%
FTUS
18
Flow Traders U.S.
New York
$2.12M +$2.19M +56,830 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$2.07M -$126K -3,263 -6%
AWM
20
AE Wealth Management
Kansas
$2.01M +$2.09M +54,143 New
AIC
21
Archer Investment Corporation
Indiana
$2M +$2.07M +53,690 New
AFA
22
AllGen Financial Advisors
Florida
$1.97M +$2.04M +52,977 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$1.94M +$1.62M +41,990 +416%
FPGK
24
Financial Partners Group (Kansas)
Kansas
$1.88M +$28.4K +738 +1%
BA
25
Bridge Advisory
California
$1.73M +$1.79M +46,516 New
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