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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53.5M +$5.09M +132,634 +11%
Wells Fargo
2
Wells Fargo
California
$32.8M +$2.02M +52,757 +7%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$20.5M +$950K +24,762 +5%
LPL Financial
4
LPL Financial
California
$14.8M +$880K +22,924 +6%
SPIA
5
Steward Partners Investment Advisory
New York
$8.94M -$17.7K -462 -0.2%
PAG
6
Private Advisor Group
New Jersey
$8M +$450K +11,723 +6%
UBS Group
7
UBS Group
Switzerland
$7.67M +$456K +11,870 +6%
CPG
8
Cornerstone Planning Group
New Jersey
$7.59M +$1.08M +28,010 +17%
6F
9
626 Financial
Michigan
$7.18M -$32.9K -858 -0.5%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.68M +$2.19M +56,952 +49%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.36M +$2.09M +54,553 +64%
MFG
12
Merit Financial Group
Georgia
$4.65M +$4.64M +120,863 New
CAN
13
Cetera Advisor Networks
California
$3.87M -$115K -3,002 -3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.79M +$669K +17,420 +21%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.12M +$14.3K +372 +0.5%
RJA
16
Raymond James & Associates
Florida
$3.02M +$253K +6,589 +9%
WP
17
WealthSource Partners
California
$2.6M +$25K +651 +1%
AWM
18
AE Wealth Management
Kansas
$2.57M +$441K +11,482 +21%
AIC
19
Archer Investment Corporation
Indiana
$2.52M +$36.7K +956 +1%
KA
20
Kure Advisory
Minnesota
$2.51M +$2.51M +65,317 New
AFA
21
AllGen Financial Advisors
Florida
$2.09M +$8.02K +209 +0.4%
RW
22
RVW Wealth
California
$1.81M
BA
23
Bridge Advisory
California
$1.73M -$69.2K -1,804 -4%
QCIG
24
Quad-Cities Investment Group
Iowa
$1.62M +$8.29K +216 +0.5%
Stifel Financial
25
Stifel Financial
Missouri
$1.62M +$35K +913 +2%