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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
G
1
GenTrust
Florida
$15.1M +$14.7M +323,326 New
Morgan Stanley
2
Morgan Stanley
New York
$10.3M +$1.41M +30,909 +16%
PAG
3
Private Advisor Group
New Jersey
$6.14M +$433K +9,507 +8%
UBS Group
4
UBS Group
Switzerland
$5.25M +$486K +10,677 +10%
Wells Fargo
5
Wells Fargo
California
$4.4M +$28K +614 +0.7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.36M -$12.1K -265 -0.3%
FAIM
7
Financial Advocates Investment Management
Washington
$4.16M +$574K +12,604 +16%
LPL Financial
8
LPL Financial
California
$3.78M -$6.32M -138,786 -63%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$3.29M +$190K +4,170 +6%
RW
10
RVW Wealth
California
$3M -$6.79K -149 -0.2%
RA
11
RiverTree Advisors
Florida
$2.85M +$2.79M +61,135 New
Jane Street
12
Jane Street
New York
$2.34M +$2.29M +50,227 New
AAM
13
Ameraudi Asset Management
New York
$2.32M +$2.27M +49,803 New
HWM
14
Holloway Wealth Management
Florida
$2.29M
RJA
15
Raymond James & Associates
Florida
$2.24M +$45.2K +992 +2%
CAN
16
Cetera Advisor Networks
California
$2.2M +$1.53M +33,558 +248%
WP
17
WealthSource Partners
California
$1.98M +$721K +15,822 +59%
FWM
18
Frontier Wealth Management
Missouri
$1.87M -$26.6K -583 -1%
AFA
19
American Financial Advisors
Georgia
$1.74M -$1.38M -30,198 -45%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$1.56M +$372K +8,155 +32%
IWC
21
Integrated Wealth Concepts
Massachusetts
$1.11M +$1.09M +23,865 New
MML Investors Services
22
MML Investors Services
Massachusetts
$891K -$256K -5,619 -23%
Osaic Holdings
23
Osaic Holdings
Arizona
$846K +$163K +3,570 +25%
EH
24
Equitable Holdings
New York
$790K +$133K +2,913 +21%
LNC
25
Lincoln National Corp
Pennsylvania
$737K -$37.3K -818 -5%