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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAS
351
Park Avenue Securities
New York
– -$919K -4,574 Closed
Qube Research & Technologies (QRT)
352
Qube Research & Technologies (QRT)
United Kingdom
– -$494K -2,461 Closed
Goldman Sachs
353
Goldman Sachs
New York
– -$472K -2,348 Closed
LS
354
Leelyn Smith
Illinois
– -$461K -2,298 Closed
DWP
355
Destiny Wealth Partners
Florida
– -$389K -1,938 Closed
TCIIS
356
TIAA-CREF Individual & Institutional Services
New York
– -$366K -1,823 Closed
JCM
357
Jacobi Capital Management
Pennsylvania
– -$301K -1,399 Closed
SWP
358
Stratos Wealth Partners
Ohio
– -$272K -1,355 Closed
Envestnet Portfolio Solutions
359
Envestnet Portfolio Solutions
Illinois
– -$250K -1,245 Closed
MSFS
360
Main Street Financial Solutions
Pennsylvania
– -$236K -1,174 Closed
IAA
361
Independent Advisor Alliance
North Carolina
– -$227K -1,131 Closed
PS
362
Principal Securities
Iowa
– -$200K -997 Closed
CFB
363
Cullen/Frost Bankers
Texas
– -$27.5K -137 Closed
Belvedere Trading
364
Belvedere Trading
Illinois
– -$21.5K -100 Closed
WSFG
365
Wall Street Financial Group
Illinois
– -$13.5K -67 Closed
MWA
366
Merkkuri Wealth Advisors
New York
– -$3.36K -17 Closed
KCM
367
Key Capital Management
Tennessee
– -$1.21K -6 Closed
GWANC
368
Guardian Wealth Advisors (North Carolina)
North Carolina
– -$404 -2 Closed