Institute for Wealth Management’s First Trust NYSE Arca Biotechnology Index Fund FBT Stock Holding History

Institute for Wealth Management’s Portfolio FBT Stock Details FBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,195	Closed	-$200K	–	427
2020 Q2	$200K	Buy	+1,195	New	+$188K	0.05%	399
2019 Q2	–	Sell	-1,674	Closed	-$253K	–	477
2019 Q1	$253K	Buy	+1,674	New	+$241K	0.06%	366

Other funds holding FBT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Institute for Wealth Management's FBT Position: Q3 2020 in Review

Institute for Wealth Management sold out of First Trust NYSE Arca Biotechnology Index Fund (FBT) in Q3 2020, closing a stake of 1,195 shares — an estimated $200K sold.

Institute for Wealth Management first reported a position in FBT in Q1 2019 and held it in 2 quarters. The position peaked at $253K in Q1 2019. 213 funds tracked by Wall St. Rank hold FBT as of Q3 2020.

Institute for Wealth Management reported no remaining First Trust NYSE Arca Biotechnology Index Fund position as of Q3 2020 after selling out during the quarter.
Institute for Wealth Management sold 1,195 First Trust NYSE Arca Biotechnology Index Fund shares in Q3 2020, an estimated $200K.
Institute for Wealth Management first reported a position in First Trust NYSE Arca Biotechnology Index Fund in Q1 2019 and held it in 2 quarters.
Institute for Wealth Management's First Trust NYSE Arca Biotechnology Index Fund position peaked at $253K in Q1 2019.
213 funds tracked by Wall St. Rank held First Trust NYSE Arca Biotechnology Index Fund as of Q3 2020.

Based on Institute for Wealth Management's 13F filing for Q3 2020, filed 3 Nov 2020.