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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$25K
AA
52
Apriem Advisors
California
$21K
Creative Planning
53
Creative Planning
Kansas
$19K +$254 +30 +1%
SF
54
Synovus Financial
Georgia
$17K
PCM
55
Penserra Capital Management
California
$8K -$1.19K -141 -12%
Northern Trust
56
Northern Trust
Illinois
$4K +$396K +46,730 New
MA
57
MUFG Americas
New York
$3K +$2.72K +321 New
Citigroup
58
Citigroup
New York
$2K +$305 +36 +13%
SEI Investments
59
SEI Investments
Pennsylvania
$1K
AMH
60
Apollo Management Holdings
New York
-$5.3M -624,651 Closed
LCM
61
Laurion Capital Management
New York
-$1.55M -182,385 Closed
KKRC
62
Kohlberg Kravis Roberts & Co
New York
-$959K -113,146 Closed
AllianceBernstein
63
AllianceBernstein
Tennessee
-$658K -77,540 Closed
VKH
64
Virtu KCG Holdings
New York
-$189K -22,269 Closed
Commonwealth Equity Services
65
Commonwealth Equity Services
Massachusetts
-$178K -21,030 Closed
Stifel Financial
66
Stifel Financial
Missouri
-$103K -11,973 Closed
TSS
67
Two Sigma Securities
New York
-$101K -11,887 Closed
NFG
68
Next Financial Group
Texas
-$64K -7,500 Closed
US Bancorp
69
US Bancorp
Minnesota
-$13K -1,516 Closed
FCB
70
First Command Bank
Texas
-$9K -1,100 Closed
FCFS
71
First Command Financial Services
Texas
-$9K -1,100 Closed
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
-$3K -303 Closed
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$2K -200 Closed