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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

39 hedge funds and large institutions have $58.6M invested in Dividend and Income Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

9% more capital invested

Capital invested by funds: $53.7M → $58.6M (+$4.88M)

0% more funds holding

Funds holding: 3939 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
7
Increased
17
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
26
AQR Arbitrage
Connecticut
$265K +$282K +21,109 New
RJFSA
27
Raymond James Financial Services Advisors
Florida
$196K -$50.5K -3,774 -19%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$181K +$29.1K +2,175 +18%
AIP
29
Ahrens Investment Partners
Louisiana
$154K -$13.4K -1,000 -8%
LCM
30
Laurion Capital Management
New York
$147K +$157K +11,700 New
SXL
31
Summit X LLC
Missouri
$145K +$154K +11,476 New
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$133K +$77.3K +5,779 +120%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$73K -$950 -71 -1%
SFM
34
Signet Financial Management
New Jersey
$52K +$55.7K +4,159 New
APA
35
American Portfolios Advisors
New York
$28.5K
WAP
36
Wealthcare Advisory Partners
Pennsylvania
$14K +$14.7K +1,100 New
SEI Investments
37
SEI Investments
Pennsylvania
$6K
AG
38
Advisor Group
Arizona
$3K
TRCT
39
Tower Research Capital (TRC)
New York
$2K +$1.08K +81 +165%
ZIG
40
Zuckerman Investment Group
Illinois
-$1.99M -148,490 Closed
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
-$604K -44,939 Closed
SG Americas Securities
42
SG Americas Securities
New York
-$492K -36,645 Closed
YCM
43
Yakira Capital Management
Connecticut
-$285K -21,188 Closed
WS
44
Wedbush Securities
California
-$186K -13,824 Closed
Citadel Advisors
45
Citadel Advisors
Florida
-$142K -10,578 Closed
WTB
46
Washington Trust Bank
Washington
-$25K -1,850 Closed

DNI Hedge Fund Activity: Q1 2018 in Review

39 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q1 2018, worth a combined $58.6M — up 9.1% from $53.7M a quarter earlier.

Fund positioning in DNI was balanced in Q1 2018: 7 funds opened new positions, 7 closed out, 17 added to existing stakes and 12 trimmed.

The largest buyer was Highland Capital Management (Texas), adding an estimated $2.93M. The largest seller was Zuckerman Investment Group, exiting entirely with an estimated $1.99M sold.

  • 39 institutional investors held Dividend and Income Fund (DNI) as of Q1 2018, unchanged from Q4 2017.
  • Funds reported $58.6M of Dividend and Income Fund stock for Q1 2018, up 9.1% quarter-over-quarter.
  • 7 funds opened new Dividend and Income Fund positions in Q1 2018 and 7 closed out, a net change of 0 holders.
  • The largest Dividend and Income Fund buyer in Q1 2018 was Highland Capital Management (Texas), an estimated $2.93M added.
  • The largest Dividend and Income Fund seller in Q1 2018 was Zuckerman Investment Group, an estimated $1.99M sold.

Based on aggregated 13F filings for Q1 2018.