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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

39 hedge funds and large institutions have $53.7M invested in Dividend and Income Fund in 2017 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $48.9M → $53.7M (+$4.77M)

5% more funds holding

Funds holding: 3739 (+2)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.88%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
8
Increased
12
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$261K -$22.9K -1,723 -8%
BI
27
Bulldog Investors
New Jersey
$247K +$244K +18,379 New
WS
28
Wedbush Securities
California
$186K -$436K -32,876 -70%
AIP
29
Ahrens Investment Partners
Louisiana
$179K
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$164K +$162K +12,208 New
HCMT
31
Highland Capital Management (Texas)
Texas
$163K
Citadel Advisors
32
Citadel Advisors
Florida
$142K +$140K +10,578 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$79K -$43K -3,241 -36%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$65K -$35.1K -2,649 -35%
APA
35
American Portfolios Advisors
New York
$30.5K +$30.2K +2,273 New
WTB
36
Washington Trust Bank
Washington
$25K +$24.5K +1,850 New
SEI Investments
37
SEI Investments
Pennsylvania
$7K
AG
38
Advisor Group
Arizona
$3K
TRCT
39
Tower Research Capital (TRC)
New York
$1K -$6.21K -468 -91%
SIA
40
Sit Investment Associates
Minnesota
-$2.56M -199,121 Closed
DA
41
Doliver Advisors
Texas
-$1.23M -95,657 Closed
CCP
42
Clough Capital Partners
Massachusetts
-$459K -35,700 Closed
TCM
43
Traynor Capital Management
Pennsylvania
-$160K -12,522 Closed
NFG
44
Next Financial Group
Texas
-$9K -712 Closed
JP Morgan Chase
45
JP Morgan Chase
New York
-$9K -707 Closed

DNI Hedge Fund Activity: Q4 2017 in Review

39 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q4 2017, worth a combined $53.7M — up 9.8% from $48.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DNI positions and 6 closed out — a net gain of 2 holders — while 12 added to existing stakes and 11 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $3.94M. The largest seller was Saba Capital Management, cutting an estimated $2.74M.

  • 39 institutional investors held Dividend and Income Fund (DNI) as of Q4 2017, up from 37 in Q3 2017.
  • Funds reported $53.7M of Dividend and Income Fund stock for Q4 2017, up 9.8% quarter-over-quarter.
  • 8 funds opened new Dividend and Income Fund positions in Q4 2017 and 6 closed out, a net change of +2 holders.
  • The largest Dividend and Income Fund buyer in Q4 2017 was Raymond James & Associates, an estimated $3.94M added.
  • The largest Dividend and Income Fund seller in Q4 2017 was Saba Capital Management, an estimated $2.74M sold.

Based on aggregated 13F filings for Q4 2017.