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WisdomTree Japan SmallCap Dividend Fund
DFJ

60 hedge funds and large institutions have $219M invested in WisdomTree Japan SmallCap Dividend Fund in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

18% more capital invested

Capital invested by funds: $185M → $219M (+$33.6M)

5% more funds holding

Funds holding: 57 → 60 (+3)

0.3% more ownership

Funds ownership: 35.69% → 36% (+0.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
60
Holders Change
+3
Holders Change %
+5.26%
% of All Funds
1.5%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
17
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
+$16.7M
2
MIFH
Migdal Insurance & Financial Holdings
Israel
+$10.4M
3
Morgan Stanley
Morgan Stanley
New York
+$2.61M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.03M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$643K

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$4.05M
2
SG Americas Securities
SG Americas Securities
New York
-$3.4M
3
RJA
Raymond James & Associates
Florida
-$2.28M
4
Jane Street
Jane Street
New York
-$2.21M
5
FTUS
Flow Traders U.S.
New York
-$1.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
IAA
26
Ironsides Asset Advisors
North Carolina
$851K +$203K +2,800 +33%
DWM
27
Darwin Wealth Management
Florida
$845K -$7.38K -102 -0.9%
RGC
28
Roberts, Glore & Co
Illinois
$679K -$21.7K -300 -3%
LJAC
29
L.J. Altfest & Co
New York
$615K +$593K +8,203 New
HPC
30
HM Payson & Co
Maine
$579K – – –
Luther King Capital Management (LKCM)
31
Luther King Capital Management (LKCM)
Texas
$543K +$523K +7,237 New
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$425K +$141K +1,943 +52%
Citadel Advisors
33
Citadel Advisors
Florida
$423K -$404K -5,586 -50%
AG
34
Advisor Group
Arizona
$381K +$32K +443 +10%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$342K +$30K +415 +10%
Stifel Financial
36
Stifel Financial
Missouri
$289K -$24.4K -338 -8%
Koshinski Asset Management
37
Koshinski Asset Management
Illinois
$231K +$222K +3,073 New
IT
38
Independence Trust
Tennessee
$213K +$206K +2,845 New
FIM
39
Freedom Investment Management
Connecticut
$201K +$193K +2,675 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$121K – – –
HDIM
41
Hanson & Doremus Investment Management
Vermont
$116K – – –
PFGIA
42
Patriot Financial Group Insurance Agency
Massachusetts
$110K – – –
ST
43
Smithfield Trust
Pennsylvania
$71K – – –
PA
44
Parallel Advisors
California
$68K – – –
SPIA
45
Steward Partners Investment Advisory
New York
$44K +$42.8K +592 New
BTIS
46
BB&T Investment Services
North Carolina
$33K +$4.2K +58 +16%
FPS
47
Fieldpoint Private Securities
Connecticut
$30K – – –
IA
48
IFP Advisors
Florida
$21K – – –
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$15K – – –
RE
50
RBC Europe
United Kingdom
$10.8K +$10.4K +144 New
1
2
3

DFJ Hedge Fund Activity: Q3 2017 in Review

60 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q3 2017, worth a combined $219M — up 18% from $185M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DFJ positions and 9 closed out — a net gain of 4 holders — while 17 added to existing stakes and 14 trimmed.

The largest buyer was Mirae Asset Global Investments, adding an estimated $16.7M. The largest seller was Goldman Sachs, exiting entirely with an estimated $4.05M sold.

  • 60 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q3 2017, up from 57 in Q2 2017.
  • Funds reported $219M of WisdomTree Japan SmallCap Dividend Fund stock for Q3 2017, up 18% quarter-over-quarter.
  • 13 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q3 2017 and 9 closed out, a net change of +4 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q3 2017 was Mirae Asset Global Investments, an estimated $16.7M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q3 2017 was Goldman Sachs, an estimated $4.05M sold.

Based on aggregated 13F filings for Q3 2017.