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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
51
Osaic Holdings
Arizona
$144K -$9.15K -571 -6%
IA
52
IFP Advisors
Florida
$133K
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$67K +$21.8K +1,359 +47%
JFA
54
JNBA Financial Advisors
Minnesota
$56K
KFI
55
Key Financial Inc
Pennsylvania
$55K +$56.1K +3,500 New
S
56
SignatureFD
Georgia
$53K +$1.09K +68 +2%
HFS
57
Heritage Financial Services
Massachusetts
$36K +$37.4K +2,334 New
GWM
58
Geneos Wealth Management
Colorado
$29K +$30.5K +1,902 New
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$20K +$20.8K +1,300 New
CI
60
CX Institutional
Indiana
$17K +$17.1K +1,068 New
CFGS
61
Concourse Financial Group Securities
Alabama
$16K
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$9K
Citigroup
63
Citigroup
New York
$8K
AIP
64
Ahrens Investment Partners
Louisiana
$8K +$8.02K +500 New
CA
65
CoreCap Advisors
Michigan
$8K +$8.02K +500 New
PFPT
66
Pinnacle Financial Partners (Tennessee)
Tennessee
$6K
SWM
67
Spire Wealth Management
Virginia
$4K +$48 +3 +1%
EIP
68
Ellis Investment Partners
Pennsylvania
$3K +$80 +5 +2%
Rockefeller Capital Management
69
Rockefeller Capital Management
New York
$1K +$32 +2 +2%
SAM
70
Secure Asset Management
Michigan
-$271K -16,149 Closed
LCM
71
Landscape Capital Management
New Jersey
-$252K -15,050 Closed
RJFSA
72
Raymond James Financial Services Advisors
Florida
-$195K -11,621 Closed
IAS
73
IMA Advisory Services
Colorado
-$17K -1,000 Closed
S
74
Surevest
California
-$11K -639 Closed
National Bank of Canada
75
National Bank of Canada
Quebec, Canada
-$5K -325 Closed