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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SF
176
Synovus Financial
Georgia
$8K
FNBT
177
FineMark National Bank & Trust
Florida
$7K
KIG
178
Kessler Investment Group
Indiana
$7K
SHJ
179
Sharkey, Howes & Javer
Colorado
$6K +$5.86K +135 New
WA
180
WFG Advisors
Texas
$5K +$4.47K +103 New
AA
181
Apriem Advisors
California
$4K
Simplex Trading
182
Simplex Trading
Illinois
$3K -$9.5K -219 -72%
SCM
183
Southport Capital Management
Tennessee
$3K +$2.99K +69 New
WP
184
WealthPLAN Partners
Nebraska
$132 +$260 +6 New
AIG
185
American International Group
New York
-$8.51M -197,034 Closed
VSWA
186
Vontobel Swiss Wealth Advisors
Switzerland
-$3.29M -76,234 Closed
CS
187
Credit Suisse
Switzerland
-$1.97M -45,695 Closed
PP
188
Prudential plc
United Kingdom
-$1.39M -32,140 Closed
Janney Montgomery Scott
189
Janney Montgomery Scott
Pennsylvania
-$1.38M -32,032 Closed
Nomura Holdings
190
Nomura Holdings
Japan
-$1.05M -24,377 Closed
EDRE
191
Edmond de Rothschild (Europe)
Luxembourg
-$622K -14,400 Closed
EDRH
192
Edmond de Rothschild Holding
Switzerland
-$622K -14,400 Closed
BOTW
193
Bank of the West
California
-$529K -12,237 Closed
FA
194
FDx Advisors
Illinois
-$442K -10,221 Closed
SEI Investments
195
SEI Investments
Pennsylvania
-$425K -9,842 Closed
TU
196
TDAM USA
Ontario, Canada
-$233K -5,400 Closed
LTI
197
Laffer Tengler Investments
Tennessee
-$145K -3,365 Closed
BC
198
Barnett & Company
Tennessee
-$110K -2,545 Closed
LNB
199
Ledyard National Bank
-$95K -2,200 Closed
KFA
200
Kelleher Financial Advisors
New York
-$58K -1,363 Closed