ClearBridge MLP and Midstream Total Return Fund Inc.

CTR

Market cap $277M

Delisted

CTR was delisted on the 6th of September, 2024.

44 hedge funds and large institutions have $124M invested in ClearBridge MLP and Midstream Total Return Fund Inc. in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 9 closing their positions.

New

Increased

Maintained

Reduced

Closed

122% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 9

4% more capital invested

Capital invested by funds: $120M → $124M (+$4.74M)

10% less funds holding

Funds holding: 49 → 44 (-5)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders

Holders Change

-5

Holders Change %

-10.2%

% of All Funds

1.17%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-50%

% of All Funds

0.03%

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	KIM Karpus Investment Management Pittsford, New York	+$6.91M
2	AAM Advisors Asset Management Monument, Colorado	+$3.52M
3	RCM Rivernorth Capital Management West Palm Beach, Florida	+$2.85M
4	Bank of America Charlotte, North Carolina	+$2.71M
5	UCFA United Capital Financial Advisors Irving, Texas	+$1.83M

Top Sellers

1	NCM Newgate Capital Management Greenwich, Connecticut	-$5.18M
2	TC TFS Capital West Chester, Pennsylvania	-$1.65M
3	Morgan Stanley New York	-$1.56M
4	DA Doliver Advisors Houston, Texas	-$1.28M
5	BNP Paribas Financial Markets Paris, France	-$826K

#	Name	Holding	Trade Value	Shares Change	Change in Stake
26	B 26 Baird Milwaukee, Wisconsin	$411K	-$21.1K	-194	-5%
27	27 William Blair & Company Chicago, Illinois	$320K	–	–	–
28	LH 28 Lebenthal Holdings New York	$313K	+$319K	+2,925	New
29	29 PNC Financial Services Group Pittsburgh, Pennsylvania	$220K	+$73.3K	+673	+49%
30	30 M&T Bank Buffalo, New York	$214K	–	–	–
31	PAG 31 Private Advisor Group Morristown, New Jersey	$208K	-$348K	-3,196	-62%
32	AA 32 Apriem Advisors Irvine, California	$171K	–	–	–
33	WRM 33 Westport Resources Management Westport, Connecticut	$85K	+$33.8K	+310	+64%
34	DADC 34 D.A. Davidson & Co Great Falls, Montana	$80K	-$4.79K	-44	-6%
35	LTFS 35 Ladenburg Thalmann Financial Services Miami, Florida	$43K	–	–	–
36	MFS 36 MSI Financial Services Springfield, Massachusetts	$41K	+$16.7K	+153	+67%
37	OC 37 Oakworth Capital Birmingham, Alabama	$32K	–	–	–
38	QAM 38 QCI Asset Management Pittsford, New York	$21K	–	–	–
39	CTC 39 Central Trust Company Jefferson City, Missouri	$11K	–	–	–
40	CCA 40 Catalyst Capital Advisors Huntington, New York	$11K	+$8.72K	+80	+364%
41	ECM 41 Estabrook Capital Management New York	$9.09K	–	–	–
42	42 Creative Planning Overland Park, Kansas	$5K	+$327	+3	+8%
43	43 Fifth Third Bancorp Cincinnati, Ohio	$2K	–	–	–
44	WA 44 WFG Advisors Dallas, Texas	$2K	+$2.18K	+20	New
45	NCM 45 Newgate Capital Management Greenwich, Connecticut	–	-$5.18M	-44,944	Closed
46	TC 46 TFS Capital West Chester, Pennsylvania	–	-$1.65M	-14,331	Closed
47	DA 47 Doliver Advisors Houston, Texas	–	-$1.28M	-11,090	Closed
48	MTIM 48 Marathon Trading Investment Management Radnor, Pennsylvania	–	-$576K	-5,000	Closed
49	WAM 49 Wolverine Asset Management Chicago, Illinois	–	-$428K	-3,721	Closed
50	50 Jane Street New York	–	-$345K	-2,991	Closed